Search for: "Securities and Exchange Commission v. Rudnick"
Results 1 - 10
of 10
Sorted by Relevance
|
Sort by Date
17 Jul 2023, 8:27 am
Securities and Exchange Commission’s (SEC) lawsuit against Ripple Labs Inc. [read post]
9 Sep 2020, 12:09 pm
On August 26, 2020 the Securities and Exchange Commission (the “SEC”) adopted amendments to the definitions of “accredited investor” and “qualified institutional buyer. [read post]
21 Oct 2020, 6:29 am
On October 7, 2020, the Securities and Exchange Commission (the “SEC”) proposed a new conditional rule exempting certain “Finders” from broker registration requirements when helping issuers raise capital from accredited investors in private transactions. [read post]
23 Mar 2022, 9:55 am
Securities and Exchange Commission (the “SEC”) released a long-anticipated proposed amendment to its rules under the Securities Act of 1933 (“Securities Act”) and Securities Exchange Act of 1934 (“Exchange Act”). [read post]
19 Apr 2021, 9:22 am
In SEC v. [read post]
6 Oct 2021, 6:41 pm
The blockchain technology on which NFTs are based means that they are highly secure and come with an immutable, publicly verifiable chain of title and proof of provenance. [read post]
3 Nov 2022, 11:00 pm
Accordingly, Brazil has a very complex legal system, with a set of specific laws — issued by the Federal, State and Municipal Governments — and regulations — issued by administrative governmental authorities, such as the Central Bank of Brazil and the Brazilian Securities and Exchange Commission (Comissão de Valores Mobiliários) — governing a variety of situations and environments, including rules applicable to the members of the… [read post]
31 Mar 2020, 4:31 am
A security agent can be created, empowering such agent to act on behalf of all the secured lenders. [read post]
31 Oct 2019, 3:59 am
Switzerland retaliated in July 2019 by banning the trading of Swiss equities on EU exchanges. [read post]
1 May 2020, 2:11 am
SPECIAL THANKS We appreciate the assistance of Emmanuelle Naulais at Brown Rudnick, Paris Office with the following discussion on French, law, regulation and practice. [read post]
