Search for: "Securities and Exchange Commission v. Stein"
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2 Mar 2018, 8:47 pm
Goldsmith On February 21, 2018, the Securities and Exchange Commission (SEC) issued an interpretive Commission Statement and Guidance on Public Company Cybersecurity Disclosures (the “Guidance”) to assist public companies in meeting their cybersecurity disclosure requirements under the federal securities laws. [read post]
2 Mar 2018, 6:09 am
Stein, U.S. [read post]
28 Feb 2018, 10:00 am
The Commissioners and senior officials of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 23-24 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
29 Dec 2017, 7:34 am
It no doubt explains why Spotify and China's internet giant Tencent exchanged equity stakes of just under 10 per cent of each other, and why Tencent now has a $2 billion stake in Snapchat. [read post]
29 Dec 2017, 6:00 am
Four Thoughts on the Briefing in Carpenter v. [read post]
15 Dec 2017, 6:13 am
Stein, U.S. [read post]
6 Dec 2017, 1:19 pm
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
21 Jul 2017, 6:04 am
Stein, U.S. [read post]
20 May 2017, 5:23 am
Covering travel ban litigation, Jane summarized the oral arguments in Hawaii v. [read post]
9 May 2017, 11:41 am
Last Thursday, Jay Clayton was officially sworn in as the new Chairman of the Securities and Exchange Commission. [read post]
4 Apr 2017, 10:57 am
Prior to his trial Stein moved to produce documents in the Security and Exchange Commission’s (SEC) files. [read post]
24 Feb 2015, 5:04 pm
Securities and Exchange Commission leadership and staff members addressed the public on February 20-21 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
23 May 2014, 5:00 am
Lynch At separate conferences, Securities and Exchange Commission members Kara Stein and Daniel Gallagher called for the agency to provide more clarity, noting many officers fear they will become the subject of an enforcement action. [read post]
21 Dec 2011, 5:17 am
According to the indictment Stein and co-conspirators faked purchase orders from fictitious customers and then issued press releases and filed documents with the Securities and Exchange Commission (SEC) that reported the fictitious sales. [read post]
31 Oct 2011, 9:38 am
Here’s a summary from Sara Randazzo of Am Law Daily: A former Nixon Peabody partner caught up in a Securities and Exchange Commission investigation of a former client’s alleged securities fraud sued the firm this week, claiming Nixon made him a scapegoat in the matter and took most of his $1.5 million book of business out from under him. [read post]
16 Sep 2009, 1:47 pm
(Springfield, MA; Steven Stein, President) 3 Common, Inc. [read post]
