Search for: "Securities and Exchange Commission v. Strong Investment Management et al"
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16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
7 Aug 2007, 11:03 am
Chandler, et al. v. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
13 Feb 2023, 5:59 am
[v] The court also considered Delaware’s strong interest in providing a forum for disputes regarding the internal affairs of LLCs formed under its laws. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
16 Feb 2021, 2:23 pm
” The Delaware Supreme Court reversed and held that: “[federal forum provisions] involve a type of securities claim related to the management of litigation arising out of the Board’s disclosures to current and prospective stockholders in connection with an IPO or secondary offering. [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
18 Jul 2022, 2:46 pm
The ISS SCAS authors are Jeffrey Lubitz, Managing Director, and Elisa Mendoza, Esq., Associate Director. [read post]
18 Apr 2024, 9:01 pm
And that is, when you combine charismatic leaders with strong investor interest, noncompliance, weak controls, or under-empowered gatekeepers, it creates a perfect storm of risk and the potential for great investor harm. [read post]
12 Feb 2018, 5:00 am
When piracy sites steal content and offer unlicensed streaming services, their costs of production will always be significantly less than for legal services that make investments in creating and distributing content – and in compensating the people employed in and that make investments in creating and distributing the content. [read post]
9 May 2023, 9:01 pm
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
2 May 2011, 5:29 am
In the third, final part, the author scrutinizes the Commission proposal against the background of the Commission's Impact Assessment before concluding with a short resumé. [read post]
25 May 2022, 9:01 pm
In this article, we begin with the Securities and Exchange Commission (“SEC”) regulations that mandate risk disclosures, and the federal statutes that create civil liability for misleading statements. [read post]
31 Aug 2011, 10:27 am
In particular, because of the Supreme Court’s recent opinion in AT&T Mobility LLC v. [read post]
