Search for: "Securities and Exchange Commission v. World Capital Market Inc. et al"
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31 Oct 2022, 7:56 am
By Nina Rice* The history of New York’s statutory law pertaining to the art market is relatively brief despite the state’s long held status as the art capital of the United States, if not the world. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
16 Feb 2021, 2:23 pm
2020 was an eventful year in the world of corporate and securities litigation. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
16 Mar 2020, 1:54 pm
This decision opens a window for potential liability for misstatements beyond the Supreme Court’s prior decision in Janus Capital Group, Inc. v. [read post]
26 Jul 2023, 9:01 pm
The fast timeline for disclosing cyber incidents could lead to disclosures that are “tentative and unclear, resulting in false positives and mispricing in the market. [read post]
25 May 2022, 9:01 pm
In this article, we begin with the Securities and Exchange Commission (“SEC”) regulations that mandate risk disclosures, and the federal statutes that create civil liability for misleading statements. [read post]
31 Oct 2018, 11:21 am
(relisted after the October 26 conference) CTIA-The Wireless Association, et al. v. [read post]
18 Jul 2022, 2:46 pm
Regular readers of this blog know my view that the rise of collective investor actions outside the United States is one of the most important developments in the world of directors’ and officers’ liability in recent years. [read post]
18 Apr 2024, 9:01 pm
And it means staying abreast of how potential AI-related issues are actually impacting companies in the real world. [read post]
3 Oct 2023, 9:01 pm
Ulrich Kranz et al. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
26 Dec 2011, 7:12 am
Steel Investment Canada Case On November 24, 2011, the Supreme Court of Canada denied leave in United States Steel Corporation et al. v. [read post]
25 Dec 2011, 11:54 am
Steel Investment Canada Case On November 24, 2011, the Supreme Court of Canada denied leave in United States Steel Corporation et al. v. [read post]
2 Oct 2017, 4:50 pm
Lohmus, Havel & Viisemann, et al in 2005. [read post]
12 Feb 2018, 5:00 am
Even if this represented the only losses due to illegal access in the music industry, what reasonable person would countenance a one-third market share loss due to theft? [read post]
19 May 2016, 2:33 pm
But as a result of this quest to tap the capital markets for funds, there are “implications of this trend for investors, including employees of these companies, who are typically paid, in part, in stock and options. [read post]
12 Apr 2010, 10:44 am
Click Here American Trucking Association et al. v. [read post]
