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14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
5 Jan 2022, 1:33 pm
According to a press announcement on January 4, 2022, the Board of Directors of Business Development Corporation of America (BDCA) has elected to change the name of the company to Franklin BSP Lending Corporation (FBLC) as of January 1, 2022. [read post]
19 Nov 2021, 5:09 am
The Securities and Exchange Commission today published proposed Exchange Act Rule 10c-1, which would require lenders of securities to provide the material terms of securities lending transactions to a registered national securities association, such as…* This article was originally published here____ For More information on the United States Securities Law visit Securities Law Blog - SECLaw.com - News and Content from… [read post]
1 Mar 2022, 3:15 am
Here’s more detail: Proposed Rule 10c-1 is designed to increase the transparency and efficiency of the securities lending market by requiring any person that loans a security on behalf of itself or another person to report the material terms of those securities lending transactions and related information regarding the securities the person has on loan and available to loan to a registered national securities association. [read post]
18 Nov 2021, 1:35 pm
The Securities and Exchange Commission today published proposed Exchange Act Rule 10c-1, which would require lenders of securities to provide the material terms of securities lending transactions to a registered national securities association, such as…Read the Full Press ReleaseHave a securities law question? [read post]
29 Sep 2021, 3:32 pm
Ernst & Young, a Supreme Court case establishing when a lending instrument constitutes a security. [read post]
30 Sep 2021, 10:25 am
Ernst & Young, a Supreme Court case establishing when a lending instrument constitutes a security. [read post]
23 Jan 2013, 6:00 am
Footnotes: [1] Bill Klewin, Focus On the ‘Open’ In Open-end Lending, CUNA LENDING COUNCIL (July 8, 2009), http://www.cunalendingcouncil.org/news/2970.html. [2] Id. [read post]
18 Jan 2022, 5:53 am
The first proposal would create a new Exchange Act Rule 10c-1 to provide investors and other market participants with timely access to pricing and other material information about all securities lending transactions made by all lenders including banks, insurance companies, and pension plans. [read post]
23 Nov 2021, 7:41 am
The Commission proposed for comment new Exchange Act Rule 10c-1: "Securities lending transparency. [read post]
6 Jun 2019, 12:12 pm
Securities Investigation- Direct Lending Income Fund L.P. [read post]
27 Feb 2012, 5:00 am
Please feel free to contact our office with any questions you may have regarding UCC financing statements or secured lending. [read post]
11 Apr 2022, 7:40 am
(formerly BDCA) and would like to speak to a securities attorney about the potential to recover your investment losses, please call The White Law Group at 1-888-637-5510 for a free consultation. [read post]
11 Aug 2022, 8:33 am
While the effective date is March 1, 2023, servicers may implement the changes sooner. [read post]
16 Oct 2023, 7:48 am
"Securities lending played a role in the 2008 financial crisis, and, currently, the securities lending market is opaque,” said SEC Chair Gary Gensler. [read post]