Search for: "Security 1 Lending"
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12 May 2010, 1:47 pm
The Corporations Amendment Regulations 2010 (No. 4) prescribe details for the Commonwealth’s new margin lending disclosure regime which commences on 1 January 2011. [read post]
20 Apr 2020, 12:05 pm
Amount Minimum loan, $1 million. [read post]
9 Aug 2018, 11:44 am
On August 1, 2018, Sen. [read post]
15 Feb 2022, 11:02 am
Continue reading › The post Malecki Law Files Comment in Response to FINRA’s Proposed Modification to Rule 3240 Prohibiting Borrowing or Lending Arrangements Between Brokers and Their Customers appeared first on New York Securities Fraud Lawyers Blog. [read post]
17 Mar 2021, 11:41 am
OK, so you’re a sophisticated lending attorney in Metropolis who is comfortable with everything from aircraft financing to syndicated loans secured by casinos in Macau. [read post]
10 Jan 2015, 8:36 am
The IRS first found that the lending and underwriting activities were not “the effecting of transactions in stocks or securities” and thus could not use the safe harbors. [read post]
26 Feb 2013, 6:19 am
In a new paper on title lending with Katie Fritzdixon and Jim Hawkins, we report data from a survey of over 400 title lending customers across three states. [read post]
17 Jul 2012, 6:12 am
The lending limit rules are effective July 21, 2012, with an exemption until January 1, 2013 for credit exposures from derivatives and securities financing transactions. [read post]
23 Dec 2007, 6:34 pm
Greenspan's world, predatory lending â€â [read post]
2 Aug 2022, 6:56 am
(BDCA) and would like to speak to a securities attorney about the potential to recover your investment losses, please call The White Law Group at 1-888-637-5510 for a free consultation. [read post]
14 Jan 2016, 11:12 am
In both cases, the locate log simply mentioned the term “autolocate” to refer to the start-of-day inventory utilized by the firm’s automated model as the source of securities underlying the grant of a locate.The SEC’s order finds that Goldman Sachs violated Rule 203(b)(1) of Regulation SHO and Section 17(a) of the Securities Exchange Act. [read post]
27 Mar 2009, 4:14 pm
The lending program, known as TALF for Term Asset-Backed Securities Loan Facility, could be a favorable investment opportunity for large investors at the same time that it provides up to $1 trillion in new lending to encourage the issuance of securities backed by consumer credit. [read post]
29 Dec 2011, 6:46 am
He offers a few corrections and elaborations to some of my observations: 1. [read post]
18 May 2020, 10:08 am
The CARES Act, PPP, and MSLP The Coronavirus Aid, Relief, and Economic Security Act (“CARES Act”) directed various government institutions to develop programs to support small and medium-sized businesses during the coronavirus pandemic. [read post]
17 Mar 2021, 1:15 pm
On March 1, 2021 the NSCAI released its final Report to the President and Congress (NSCAI Final Report) (see the press release). [read post]
22 Oct 2020, 7:06 am
Real property — Foreclosure proceeding — Unclean hands On May 5, 2006, appellant, Gregory McDonald, obtained a loan from USA Lending, LLC (“USA Lending”), secured by a Deed of Trust, to buy a home in Severn, Maryland. [read post]
28 Feb 2022, 3:42 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/XXXX/securities-industry-commentator/Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6322/securities-industry-commentator/No Good Deed Goes Unpunished As FINRA Sanctions Rep For Lending Money to Friend… [read post]
29 May 2018, 12:56 pm
A case involving real estate lending illustrates the perils of failing to comply with the securities laws. [read post]
17 Mar 2021, 1:15 pm
On March 1, 2021 the... [read post]
13 Feb 2012, 3:40 pm
The rates are also used as the basis for many types of lending, from syndicated and commercial lending, to residential mortgages. [read post]
