Search for: "Security Finance Company Market doing business as Security Financial Services"
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15 Feb 2024, 9:05 pm
Financing transactions in connection with the de-SPAC. [read post]
15 Apr 2020, 11:20 am
Pricing: CLOs, the interest rate will be 150 basis points over the 30-day average secured overnight financing rate. [read post]
12 Feb 2019, 6:05 am
Can we change rules that mandate the use of outdated technology in, for example, our recordkeeping rules so that financial institutions can incorporate new technology and thus lower the costs of the services they provide? [read post]
20 Apr 2021, 7:17 am
As seen with the 2008 financial crisis or the electric grid failures in Texas, market incentives alone do not guarantee proper risk management by even the most important critical infrastructure stakeholders. [read post]
20 Jul 2023, 12:22 pm
This can cause financial problems down the road, including the inability to grow, to secure financing, or to attract investors. [read post]
21 Jan 2020, 7:07 am
Do FinCEN and the DOJ care about fraud and cybercrimes in insurance companies? [read post]
25 Sep 2013, 9:31 am
What started as a law firm dedicated to representing financial institutions and manufacturers is now a full service law firm with practice areas covering virtually any aspect of business law in Puerto Rico. [read post]
13 Aug 2021, 2:52 pm
In addition to its supervisory function to ensure credit institutions, insurers, and financial service providers are able to meet their payment obligations, BaFin is also responsible for preventing money laundering abuses and terrorist financing. [read post]
25 Jun 2010, 9:22 am
A House-Senate conference committee has reported out the Dodd-Frank Wall Street Reform and Consumer Protection Act providing for a sweeping overhaul of the regulation of US financial services and markets. [read post]
4 Nov 2015, 6:02 am
To that end, because many small businesses are thought to have more difficulty than established businesses in getting traditional loans, Congress has provided the Commission with authority to promulgate rules to facilitate access by small businesses to financing from the capital markets. [read post]
14 Aug 2014, 4:09 pm
Until such time as the SEC provides specific policies, the EB-5 community is in need of practical advice on how to conduct their business in compliance with U.S. securities laws, and in a way that fits the realities of the EB-5 market. [read post]
FSTB launches consultation on the proposed licensing regime for providers of OTC VA trading services
18 Feb 2024, 9:38 pm
The term “active marketing” generally refers to unsolicited communications with and marketing activities targeting the Hong Kong public. [read post]
15 Oct 2020, 11:00 am
Image by Tumisu from PixabayWhile we have been busy in 2020 learning how to social distance, wear masks and do Zoom meetings, the SEC has spent the year turning out a relentless tsunami of new rules and amendments of old ones. [read post]
14 Aug 2023, 8:45 am
-sourced revenue, and a physical operating presence in the U.S.; Issuers registered with the Securities and Exchange Commission; Banks, bank holding companies, savings and loan holding companies, credit unions, financial market utility entities, and money services businesses registered with FinCEN; Registered Commodity Exchange Act entities, registered investment companies or investment advisers, broker-dealers, and… [read post]
14 Aug 2023, 8:45 am
-sourced revenue, and a physical operating presence in the U.S.; Issuers registered with the Securities and Exchange Commission; Banks, bank holding companies, savings and loan holding companies, credit unions, financial market utility entities, and money services businesses registered with FinCEN; Registered Commodity Exchange Act entities, registered investment companies or investment advisers, broker-dealers, and… [read post]
2 Nov 2016, 7:58 am
” Later, Cordray appeared to rather bluntly warn banks against limiting access to customers’ financial data from FinTech providers with whom customers do business. [read post]
1 Feb 2024, 9:08 am
Nowadays, several companies are offering services which seek to make fine art investing available for ordinary individuals through the practice of selling fractional shares. [read post]
6 Apr 2010, 1:58 am
SCA is a holding company for financial guaranty insurance and reinsurance. [read post]
2 May 2022, 7:48 am
The move comes after critics, including Ukrainian Vice Prime Minister Mykhailo Fedorov, called on DJI to stop doing business with Russia and to “geofence” its pr [read post]
21 Jan 2020, 10:30 am
Do you conduct business in a foreign jurisdiction or through a joint venture that may be subject to state secrecy or other laws, such as those limiting or prohibiting the export of data or financial documentation? [read post]
