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24 Apr 2021, 11:53 am
If you lost money in GPB funds with Wilmington Capital Securities, LLC, you may have a claim. [read post]
6 Sep 2021, 4:00 am
When Is the Social Security Asset Fund Running Out? [read post]
23 Dec 2011, 10:22 am
The Securities and Exchange Commission on Friday charged GE Funding Capital Market Services, a unit of General Electric Co., with securities fraud, in a case that resulted in two settlements totaling about $70 million. [read post]
26 Mar 2014, 2:57 pm
A note of congratulations to fellow Slaw contributor Jack Newton, whose company Clio has successfully secured a C Series funding round; led by Bessemer Venture Partners and valued at $20M. [read post]
24 May 2010, 4:30 pm
Click here for more blog postings about IMH Secured Loan Fund. [read post]
13 Jun 2006, 9:21 am
The Supreme Court of Ohio's Board of Commissioners of the Clients' Security Fund has awarded $326,688 to 24 victims of attorney theft. [read post]
21 Feb 2023, 10:00 pm
The Emirates Securities and Commodities Authority (SCA) recently issued eight decisions which, among other things, reform the regulatory regime for investment funds domiciled in the onshore United Arab Emirates (UAE) and significantly limit the ability to market foreign funds (i.e., funds formed in jurisdictions other than onshore UAE) to investors resident in the onshore UAE. [read post]
21 Feb 2023, 10:00 pm
The Emirates Securities and Commodities Authority (SCA) recently issued eight decisions which, among other things, reform the regulatory regime for investment funds domiciled in the onshore United Arab Emirates (UAE) and significantly limit the ability to market foreign funds (i.e., funds formed in jurisdictions other than onshore UAE) to investors resident in the onshore UAE. [read post]
21 Feb 2023, 10:00 pm
The Emirates Securities and Commodities Authority (SCA) recently issued eight decisions which, among other things, reform the regulatory regime for investment funds domiciled in the onshore United Arab Emirates (UAE) and significantly limit the ability to market foreign funds (i.e., funds formed in jurisdictions other than onshore UAE) to investors resident in the onshore UAE. [read post]
21 Feb 2023, 10:00 pm
The Emirates Securities and Commodities Authority (SCA) recently issued eight decisions which, among other things, reform the regulatory regime for investment funds domiciled in the onshore United Arab Emirates (UAE) and significantly limit the ability to market foreign funds (i.e., funds formed in jurisdictions other than onshore UAE) to investors resident in the onshore UAE. [read post]
21 Feb 2023, 10:00 pm
The Emirates Securities and Commodities Authority (SCA) recently issued eight decisions which, among other things, reform the regulatory regime for investment funds domiciled in the onshore United Arab Emirates (UAE) and significantly limit the ability to market foreign funds (i.e., funds formed in jurisdictions other than onshore UAE) to investors resident in the onshore UAE. [read post]
21 Feb 2023, 10:00 pm
The Emirates Securities and Commodities Authority (SCA) recently issued eight decisions which, among other things, reform the regulatory regime for investment funds domiciled in the onshore United Arab Emirates (UAE) and significantly limit the ability to market foreign funds (i.e., funds formed in jurisdictions other than onshore UAE) to investors resident in the onshore UAE. [read post]
31 Mar 2009, 7:08 pm
Defending the Client Security Fund What do Connecticut attorneys, William F. [read post]
12 Jan 2012, 1:09 pm
The hedge fund and securities industries are concerned that the proposed definition of eligible contract participant under the Dodd-Frank Act will cause substantial disruptions to financial markets. [read post]
26 Jul 2018, 6:00 am
The Social Security Administration Fairness Act (S.3147/H.R. 6251) establishes a set funding level for SSA equal to a percentage of the overall benefit payments the agency pays out. [read post]
10 Apr 2012, 11:33 am
The hedge fund, securities and banking industries, along with other financial trade associations, filed an amicus brief in the US Supreme Court arguing that the federal bankruptcy code does not allow a debtor to bar secured lenders from credit bidding to protect themselves against the potential undervaluation of their collateral in bankruptcy. [read post]
15 May 2020, 2:47 pm
By engaging in this conduct, Defendants violated various section of the Securities Act of 1933 and the Securities the Securities Exchange Act of 1934. [read post]
15 May 2020, 2:47 pm
By engaging in this conduct, Defendants violated various section of the Securities Act of 1933 and the Securities the Securities Exchange Act of 1934. [read post]
13 Dec 2006, 3:11 am
Hedge Funds and State Securitiesby Jay FishmanSenior Writer AnalystCCH IncorporatedHedge funds are mentioned by state securities regulators (and appear in the CCH Blue Sky Law Reporter) primarily in no-action letters. [read post]
9 Jun 2022, 11:40 am
HE CAN BE REACHED AT 617-823-3217 OR AT JNEWMAN@NEWMANSHAPIRO.COM The post Securities and exchange commission files charges against hedge fund EIA All Weather Alpha Fund LP and owner Andrew Middlebrooks for false statements about the fund’s performance and assets appeared first on Newman & Shapiro. [read post]
