Search for: "Sellers v. Stock*"
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1 May 2023, 7:18 am
v. [read post]
4 Mar 2018, 12:00 am
To properly claim violation of rules, the SEC must allege the defendant directly or indirectly: 1) employed devices, schemes, or artifices to defraud; 2) made untrue statements of material facts and failed to state material facts necessary to make those statements not misleading; and 3) engaged in acts which would operate as a fraud upon other persons, including buyers and sellers of securities The SEC alleged Chang acted with scienter by opening a nominee brokerage account which… [read post]
13 Jun 2014, 5:00 am
In SEC v. [read post]
11 Jan 2012, 11:25 pm
” Levitt says since house prices have dropped and little newly built stock is entering the market, the demand is trickling upwards with the marketplace showing good value.Craig Hutchison of Engel & Völkers concurs. [read post]
13 Dec 2023, 7:49 am
(Lemelson v. [read post]
14 Aug 2013, 6:00 am
In Salameh v. [read post]
14 Aug 2013, 6:00 am
In Salameh v. [read post]
13 Oct 2022, 9:56 am
Wilson v. [read post]
1 May 2019, 6:31 am
See, e.g., Anthony v. [read post]
9 Oct 2019, 8:13 am
(e) In Ferguson v. [read post]
26 Feb 2019, 12:58 pm
”) Bowman v. [read post]
12 Jul 2016, 7:51 am
Smith v. [read post]
3 May 2011, 1:41 am
It's All There in Black and White: The illustration at the outset of this post of course depicts the characters from the classic Spy v. [read post]
23 Jan 2018, 1:16 am
The case of Acacia Srl v Pneusgarda Srl and Audi AG concerned the sale of alloy rims for cars, for which Audi owns several registered community designs (e.g. [read post]
14 Feb 2019, 6:03 am
In Starker v. [read post]
6 Feb 2013, 8:25 am
Jenack Estate Appraisers and Auctioneers v. [read post]
24 Aug 2010, 5:13 am
App. 1990), and Gasque v. [read post]
19 Apr 2010, 4:00 am
Its not, therefore, about the existence of short selling but about the role of the particular short seller in assisting in the creation of the portfolio and the failure to disclose that role. [read post]
2 Jul 2019, 6:00 am
Shareholder Representative Services LLC v. [read post]
