Search for: "Senior Security Corp."
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11 Apr 2022, 7:40 am
Franklin BSP Lending Corp. is a Business Development Company (BDC) that invests primarily in first and second lien senior secured loans and mezzanine debt issued by middle market companies. [read post]
7 Apr 2022, 12:30 pm
(CRD#:30613), AVON, CT 07/27/2005 – 10/01/2007, FIRST WALL STREET CORP. [read post]
9 Dec 2009, 11:45 am
The Securities and Exchange Commission has charged Brookstreet Securities, its President and CEO Stanley Brooks with fraud for systematically selling risky mortgage-backed securities to customers with conservative investment goals. [read post]
21 Aug 2019, 8:38 am
Sanchez Energy Corp. [read post]
18 Jun 2018, 3:00 am
Last week, Corp Fin Director Bill Hinman delivered this speech on digital assets as “securities” – which caused a stir. [read post]
10 Dec 2010, 12:12 pm
The Securities and Exchange Commission today simultaneously filed and settled civil fraud charges against California-based integrated circuit maker Vitesse Semiconductor Corp. and four former senior executives for inflating revenue and backdating stock options. [read post]
26 Dec 2019, 5:00 am
Organized Crime by Established National Security Threats The ILLICIT CASH Act and the Corporate Transparency Act Amid the divisive battle over impeachment, a bipartisan group of senators is supporting legislation designed to strengthen the federal government’s anti-money laundering (AML) and countering the financing of terrorism (CFT) enforcement mechanisms. [read post]
3 Apr 2024, 3:00 am
In a morning panel at “The SEC Speaks in 2024” featuring senior members of Corp Fin, Chief Counsel Michael P. [read post]
5 Feb 2020, 7:54 am
The FCC voted unanimously in November to designate Huawei, as well as ZTE Corp, national security risks because of their ties to the Chinese government and its military, as well as laws in China that govern the companies’ relationship with its intelligence services. [read post]
2 Aug 2011, 6:31 am
After speaking in Congress, she was kicked out of the Senior Executive Service and stripped of her Top Secret clearance. [read post]
17 Apr 2024, 6:29 am
By Lene Powell, J.D.In its April 12 decision in Macquarie Infrastructure Corp. v. [read post]
26 Jun 2014, 2:57 am
And don’t forget our new free “Job Board” to post your open jobs or post your resume profile… Farewell to Mickey Beach I just recently found out that former Corp Fin Senior Associate Director Mickey Beach passed away a few years ago. [read post]
5 Mar 2009, 4:44 am
Felicia has been on the Staff for many years, toiling in Corp Fin's Office of International Corporation Finance as Senior Special Counsel (ie. #2) to Paul Dudek for the past seven years. [read post]
10 May 2019, 9:27 am
WillScot Corp., a Baltimore-based rental services firm, announced that its Williams Scotsman International Inc. subsidiary has plans to raise $190 million through the sale of secured debt notes. [read post]
26 Feb 2008, 5:18 pm
Questar Capital Corp. has fired Jason Kavanaugh, its senior vice president of mergers and acquisitions, because he failed to disclose outside business activities and private securities transactions. [read post]
22 May 2023, 3:15 am
Melissa is an SEC veteran, but most recently served as a senior counsel for Covington & Burling. [read post]
22 Mar 2007, 8:45 pm
Also charged in the complaint was Workman Securities Corp. and company officials Robert Vollbrecht and Paul Maxa for failing to properly supervise Delmonico. [read post]
23 May 2018, 7:29 am
The post BDCA – Business Development Corp. of America – Secondary Sales $6.50/Share appeared first on White Securities Law. [read post]
7 Jul 2014, 5:48 am
Amedica Corp. has announced it secured up to $26 million in financing. [read post]
12 Mar 2020, 6:45 am
Toshiba Corp. denied a motion to dismiss a complaint asserting claims under the U.S. [read post]
