Search for: "Shell Trading (US) Company"
Results 1 - 20
of 777
Sorted by Relevance
|
Sort by Date
14 May 2012, 6:09 pm
The SEC announced that it has suspended trading in the securities of 379 dormant companies. [read post]
14 May 2012, 6:09 pm
The SEC announced that it has suspended trading in the securities of 379 dormant companies. [read post]
3 Jun 2013, 1:33 pm
Thinly-traded dormant microcap companies are frequently used by fraudsters in... [read post]
26 Feb 2014, 1:43 pm
This suspension in trading prevents those who commit fraud from manipulating these shell companies. [read post]
14 Dec 2009, 3:42 am
Thus, these shareholders have the small window when the shell is a shell in order to use the 144 exemption to sell, then must wait like all other holders. [read post]
14 May 2012, 1:06 pm
The SEC suspended trading in the securities of 379 dormant companies because of concern that they could be hijacked by fraudsters and used to harm investors through reverse mergers or pump-and-dump schemes. [read post]
30 Mar 2018, 4:17 am
Both shelf and shell companies have a purpose and can be used in a completely legal manner. [read post]
15 May 2012, 2:45 pm
As noted below, yesterday the SEC suspended trading for 10 days in 379 shell companies which are non-reporting. [read post]
14 May 2012, 8:35 am
This morning, the SEC announced a huge suspension in trading of 379 non-reporting shell companies, the largest suspension in the SEC’s history, according to their press release. [read post]
24 Jan 2011, 6:36 pm
Sometimes the opposite happens and a trading shell’s stock trades down after a reverse merger is closed. [read post]
26 Sep 2022, 9:23 am
The SEC alleges that the defendants’ schemes “inflated the price of these companies’ stock through manipulative trading that Defendants executed through affiliated and nominee accounts they controlled, often using the same IP addresses to execute the trades. [read post]
24 Apr 2012, 4:13 am
In addition, newly created trading shells that are trading (ie those with a “business” that allows them to trade but they are marketed as shells) after December 8 will have to complete their IPO to start trading, which means that the benefits in the JOBS Act that are limited to the IPO will be used up and not be able to be used again post-merger. [read post]
4 Jun 2009, 6:53 pm
Catherine Boyle of the TimesOnline reports: Shell, one of the world's biggest oil companies, will go on trial over allegations that it was complicit in the execution of a well-known Nigerian environmental activist and author… If the action is successful, the trial will be a landmark case on how global companies can be held accountable for human rights abuses in countries in which they operate. [read post]
14 Dec 2023, 12:42 pm
They concealed the bribery by using code words and encrypted messaging apps, staging sham negotiations, and funneling the bribes through an intermediary who used offshore bank accounts and shell companies. [read post]
9 Nov 2011, 8:48 pm
In sum, companies completing reverse mergers with SEC-reporting shell companies will now have to “season” by trading on the over-the-counter markets or another national exchange for one year, and timely filing all its periodic reports with the SEC before seeking to uplist to these major exchanges. [read post]
25 Oct 2011, 7:04 am
Thus, while Rule 419 stopped the direct IPOs of shells, players basically got around this by acquiring remants of operating public companies and taking tiny companies public to then use as shells. [read post]
30 Jun 2023, 6:51 am
SPACs are a type of shell company that raises money from public investors to acquire a privately held business. [read post]
11 Apr 2013, 3:56 pm
Intellectual Ventures has used at least 1276 shell companies to purchase and hold patents. [read post]
18 May 2011, 8:25 am
After selling one of the biggest US concert promotion companies for billions and waiting out his non-compete, he decided to get back in business by buying a shell then buying some companies using the shell. [read post]
4 Apr 2012, 11:52 am
The announcement didn't say, but presumably they bypass seasoning because the technical language of the seasoning rule says that it only applies after a reverse merger with a US SEC-reporting shell company. [read post]
