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7 Apr 2024, 9:05 pm by renholding
However, following self-interest does not automatically yield socially positive results when not channeled into productive work and investments that predictably redound to collective well-being. [read post]
2 Jan 2024, 12:56 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2023 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
The event brought together top investment managers and allocators to discuss specific investment ideas and the fund investment environment. [read post]
3 Sep 2023, 4:43 pm by INFORRM
Sky News Daily Podcast discusses the AI concerns, and The Guardian sets out an “everything you need to know. [read post]
16 Aug 2023, 4:35 am by Unknown
This is because in the seminal Howey case, the court held that by including “investment contract” in the federal securities statutes, Congress used a term with a well-settled meaning based on judicial interpretations of state blue-sky laws.When Congress included the term “investment contract” in the definition of “security,” that term had a well-settled meaning from the blue-sky laws that required a contractual undertaking to… [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
28 May 2023, 12:03 pm by Chris Castle
Congress reviews the work product of The MLC, Inc. every five years (17 USC §115(d)(3)(B)(ii)) to decide if The MLC, Inc. should be allowed to continue another five years. [read post]
2 May 2023, 12:51 pm by Michael Lowe
  The sky is the limit, according to many experts, in how digital money can be used by those outside the law to further their illegal business enterprises. [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
1 Feb 2023, 9:01 pm by renholding
The Rule 506 safe harbor provides insulation from state blue sky laws and, as I’ve mentioned, from the registration provisions of the federal securities laws. [read post]
10 Jan 2023, 8:49 pm by Greg Lambert and Marlene Gebauer
There is a lot of buzz around ChatGPT and GPT 3.5, but is it really the next Tesla, or is it the next IBM Watson? [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
In addition, SPAC mergers are no longer attracting the sky-high valuations that sometimes prevailed in 2020 and 2021 and that in at least some instances set some companies up for later sharp declines. [read post]
15 Dec 2022, 8:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
1 Nov 2022, 8:38 am by Race to the Bottom
Moreover, Ripple points out that every pre-Securities Act “blue sky” case that involved investment contracts required an actual contract. [read post]
26 Jul 2022, 7:05 am by John Jascob
By Suzanne CosgroveA state appeals court has affirmed a decision by the Iowa Insurance Division that two salesmen from Texas company Carson Energy, Inc., violated the state’s blue-sky laws. [read post]