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3 May 2024, 6:30 am
Verret (George Mason University), and Greg Lawrence (Lawrence Law), on Monday, April 29, 2024 Tags: Insider trading, Punawat, SEC, SEC v. [read post]
3 May 2024, 6:30 am
Verret (George Mason University), and Greg Lawrence (Lawrence Law), on Monday, April 29, 2024 Tags: Insider trading, Punawat, SEC, SEC v. [read post]
6 Mar 2024, 9:03 pm by renholding
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
30 Jan 2024, 9:02 pm by renholding
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1]  This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
11 Jan 2024, 9:04 pm by Dan Flynn
Smith of the Eastern District of Pennsylvania, who presided over United States v. [read post]