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29 Jun 2021, 1:47 am by Katie Stephen (UK) and Sonya Zywko (UK)
In this episode we’re playing a conversation that took place recently between Katie Stephen and Sonya Zywko on how to avoid common pitfalls when making market disclosures as required by a regulator. [read post]
In this month’s episode we catch up on Brexit with Jonathan Herbst, we take a global look at vulnerable customer initiatives with John Coley from the Risk Consultancy practice in London and Helen Taylor from Sydney, and we speak to Katie Stephen and Sonya Zywko for an update on enforcement matters. [read post]
In this month’s podcast, Jonathan is back with more Brexit updates, Katie Stephen and Sonya Zywko from our disputes team provide an update on the latest financial services enforcement news and John Coley and Helen Taylor discuss regulatory initiatives around vulnerable customers. [read post]