Search for: "Standard Trading and Investment International Inc."
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22 May 2014, 5:40 am
According to FINRA former brokerage firm CapWest Securities, Inc., (CapWest) violated industry content standards in communications with the public. [read post]
24 Jan 2020, 7:18 am
Duhnke III, Public Company Accounting Oversight Board, on Friday, January 17, 2020 Tags: Accountability, Accounting, Accounting standards, Audits, Disclosure, Financial reporting, Financial technology, Oversight, PCAOB, Sarbanes–Oxley Act, Securities enforcement, Securities regulation Sustainability as New Standard for Investing Posted by Barbara Novick, BlackRock, Inc., on Friday,… [read post]
27 Aug 2010, 4:08 am
Only a day later, however, the Canadian government came out on top in another NAFTA investment dispute, this one involving US chemical company Chemtura and new Canadian environmental regulations: The lawyers at the Department of Foreign Affairs and International Trade are not bragging about it—at least not to date—but they've just won an impressive victory in an $80 million-plus NAFTA lawsuit. [read post]
18 Dec 2008, 5:41 pm
Devlin, then a registered representative at Lehman Brothers, Inc. [read post]
13 May 2013, 1:00 pm
Of further note, in two recent no-action letters issued by the SEC related to online angel investment platforms, the SEC’s Division of Trading and Markets issued no-action letters to FundersClub Inc. and AngelList LLC who were seeking confirmation that their online activities would not result in enforcement action by the SEC. [read post]
12 Apr 2016, 3:50 pm
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
12 Apr 2016, 3:50 pm
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
6 Feb 2012, 9:46 am
Topics addressed will include the role of research funding portfolios, intellectual property frameworks, venture capital, public-private partnerships, state and local initiatives, international cooperation, and metrics such as private sector and industry investments, patents and publications, and the development of a technologically-educated workforce as metrics for nanotechnology. [read post]
26 Aug 2016, 8:36 am
Global and international investments may carry additional risks that are generally not associated with U.S. investments, such as currency fluctuations, political instability, economic conditions and varying accounting standards. [read post]
18 May 2009, 9:09 pm
Pengzhou to build West China's biggest agricultural product trading center with 2 billion yuan Of total investment of 2 billion yuan, covering an area of 2,000 mou, West China's biggest trading center of agricultural products - Chengdu Mengyang Agricultural Product Trading Center was constructed recently. 8. [read post]
5 Feb 2021, 1:25 am
Broadly, the TCA covers trade in goods and services, judicial cooperation, environmental cooperation, digital trade and intellectual property. [read post]
1 Dec 2021, 7:40 am
The proposed changes to the current LMA secondary trading standard terms and conditions (last amended on 1 January 2021) mainly impact Condition 11 (Delayed Settlement Compensation) and the associated definitions. [read post]
26 May 2010, 5:43 pm
The International Trade Commission is in charge of enforcing the Tariff Act of 1930, a law passed during the Depression to protect U.S. [read post]
3 Apr 2009, 2:40 pm
The Food and Drug administration is investigating Setton International Foods Inc. of Commack, N.Y., along with its sister company, Setton Pistachio of Terra Bella Inc. in the San Joaquin Valley plant as sources of the scare. [read post]
8 Sep 2022, 12:42 pm
Investment Advisor Christopher Turean allegedly Misappropriated Customer Funds The Certified Financial Planner Board of Standards, Inc. [read post]
29 Apr 2020, 6:03 am
UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO WESTERN DIVISION AT DAYTON TAGNETICS, INC., Appellant, v. [read post]
15 Nov 2016, 12:23 pm
Global and international investments may carry additional risks that are generally not associated with U.S. investments, such as currency fluctuations, political instability, economic conditions and varying accounting standards. [read post]
31 Mar 2011, 1:20 pm
I'm thinking that In re eBay, Inc. [read post]
9 Jan 2017, 12:23 pm
Global and international investments may carry additional risks that are generally not associated with U.S. investments, such as currency fluctuations, political instability, economic conditions and varying accounting standards. [read post]
31 Mar 2020, 4:31 am
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
