Search for: "Stanford Financial Group"
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22 Feb 2009, 3:56 pm
Among the reactions from certain Stanford affiliates and Latin American governments: Stanford Bank Venezuela SA, a separate bank that is commercially affiliated with Stanford Financial Group. [read post]
5 Mar 2017, 4:00 am
(“Pershing”) sued to enjoin the (“Bevis Investors”), a group of investors who allegedly sustained losses as a result of the Stanford Ponzi scheme, from arbitrating their claims against Pershing before the Financial Industry Regulatory Authority (“FINRA”). [read post]
17 Feb 2009, 1:48 pm
It also names James Davis, chief financial officer for the bank and Stanford's roommate at Baylor University in the 1970s, as well as Laura Pendergest-Holt, chief investment officer for Stanford Financial Group. [read post]
18 Feb 2009, 8:51 am
The SEC also charged Stanford International Bank chief financial officer James Davis as well as Laura Pendergest-Holt, chief investment officer of Stanford Financial Group, in the enforcement action. [read post]
17 Feb 2009, 11:15 am
The SEC's Complaint alleges that Stanford International Bank sold approximately $8 billion of so-called CDs to investors through a network of Stanford Group Company financial advisors. [read post]
11 Jun 2013, 6:12 am
The Squam Lake Group is a non-partisan group of academics who offer guidance on the reform of financial regulation. [read post]
27 Feb 2009, 1:17 pm
Rather, charges were filed Thursday against Laura Pendergest-Holt (pictured), Stanford Financial Group’s top investment executive. [read post]
29 Jan 2014, 4:20 pm
During the meeting, Trounson said he had told all applicants, with the exception of Stanford, that financial matching would be considered during the review. [read post]
6 Mar 2012, 7:43 am
The witnesses included government officials and the former chief financial officer of the Stanford Financial Group, James M. [read post]
5 Mar 2012, 3:02 pm
(It is Stanford Group Co. that belongs to SIPC.) [read post]
19 Jun 2009, 11:55 am
Stanford Financial Group. [read post]
20 Apr 2010, 9:02 am
Today’s Wall Street Journal editorial makes the point, noted here two days ago, that the timing of the SEC’s suit against Goldman Sachs pushed the SEC OIG’s Report of Investigation on Allen Stanford to the back pages of the financial news. [read post]
19 Aug 2009, 10:47 am
But if FINRA had really wanted to investigate, could it have demanded documents and cooperation from its member, Stanford Financial Group, the Antiguan bank's affiliate? [read post]
14 Feb 2009, 10:01 pm
The mainstream media has finally begun to notice the unusual circumstances surrounding the Houston-based investment firm, Stanford Financial Group (the latest Chronicle story is here). [read post]
15 Jun 2011, 2:31 pm
The Stanford Group Company is a member of the Securities Investor Protection Corporation, which was chartered by Congress to restore funds to investors with assets in the hands of bankrupt and otherwise financially troubled brokerage firms. [read post]
24 Jul 2012, 1:29 pm
While Stanford has already been sentenced to 110 years in prison over his use of bogus CDs from his Stanford International Bank in Antigua to defraud his victims, the SEC has been constructing cases against a number of executives and financial advisers that worked for Stanford Group. [read post]
7 Jun 2012, 7:13 am
Stripped of Assets Stanford also denied that investors suffered any losses while he was running Stanford Financial Group and "complains that he was stripped of all his assets," by the government, prosecutors said. [read post]
7 Jun 2012, 7:13 am
Stripped of Assets Stanford also denied that investors suffered any losses while he was running Stanford Financial Group and "complains that he was stripped of all his assets," by the government, prosecutors said. [read post]
8 Jul 2009, 11:01 pm
As everyone following the Stanford Financial Group scandal knows by now, at the request of the Department of Justice, U.S. [read post]
2 Nov 2010, 7:53 am
After a preliminary injunction hearing, the United States District Court for the Southern District of Texas has determined that D&O insurers for the Stanford Financial Group and various related entities are no longer required to advance defense costs relating to criminal charges and civil litigation filed against Mark Kuhrt, Gilbert Lopez and R. [read post]
