Search for: "Stanley R Smith"
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8 Nov 2023, 1:02 pm
(R) 14th District: Linda Greenstein (D) 15th District: Shirley Turner (D) 16th District: Andrew Zwicker (D) 17th District: Bob Smith (D) 18th District: Patrick Diegnan Jr. [read post]
9 Oct 2023, 3:31 pm
(R) 14th District: Linda Greenstein (D) 15th District: Shirley Turner (D) 16th District: Andrew Zwicker (D) 17th District: Bob Smith (D) 18th District: Patrick Diegnan Jr. [read post]
6 Jul 2023, 5:49 am
" One woman cannot remember "her Guerrilla Girl pseudonym" so she has adopted the name "Chansonetta Stanley Emmons" for this litigation. [read post]
29 Dec 2022, 9:05 pm
Outbreak of Salmonella Stanley in Sweden associated with alfalfa sprouts, July-August 2007. [read post]
29 Dec 2022, 5:50 am
Outbreak of Salmonella Stanley in Sweden associated with alfalfa sprouts, July-August 2007. [read post]
21 Jan 2022, 3:00 am
Chip Roy (R-Tex.), have built a bipartisan coalition around the issue spanning the ideological spectrum after several stock-trading controversies during the pandemic raised eyebrows. [read post]
29 Oct 2021, 8:07 am
According to his FINRA Broker report, Welsh was reportedly affiliated with the following firms during his 17-year career in the securities industry: 09/07/2012 – 07/08/2021, WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616), FAIRFIELD, NJ 06/01/2009 – 10/05/2012, MORGAN STANLEY SMITH BARNEY (CRD#:149777), FAIRFIELD, NJ 04/02/2007 – 06/01/2009, MORGAN STANLEY & CO. [read post]
15 Oct 2021, 12:10 pm
Morgan Stanley sought a temporary r... [read post]
6 Sep 2021, 5:27 am
., Administrator PendenteLite on behalf of the Estate of Ralph Sandor, DeceasedTracey Salmon-Smith, Esq.Justin M. [read post]
23 Aug 2021, 5:01 am
Victoria Smith Ekstrand, The Many Masks of Anon: Anonymity as Cultural Practice and Reflection in Case Law, 18 J. [read post]
1 Jul 2021, 1:34 pm
R. [read post]
8 Mar 2021, 4:17 pm
JAIME R. [read post]
4 Jan 2021, 8:10 pm
Outbreak of Salmonella Stanley in Sweden associated with alfalfa sprouts, July-August 2007. [read post]
31 Dec 2020, 12:55 pm
Morgan Stanley’s Supervisory Failures result in almost $1.4 Million in Overcharges According to a Letter of Acceptance Waiver and Consent (AWC) signed December 30, The Financial Industry Regulatory Authority (FINRA) has sanctioned Morgan Stanley Smith Barney (CRD # 149777) for supervisory failures connected to recommendations of 529 Savings Plans. [read post]
17 Dec 2020, 11:35 am
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading program called “CitiFX… [read post]
29 Nov 2020, 4:00 pm
Morgan Stanley Smith Barney, Inc., Justice Barry R. [read post]
16 Nov 2020, 11:09 am
" The subcommittee will hear testimony from Patricia Hastings, the chief consultant for post deployment health services at the Department of Veterans Affairs, and David Smith, the deputy assistant secretary of defense for health readiness. [read post]
23 Jul 2020, 5:55 am
Key Findings Allowing companies to fully and immediately deduct investments in structures is one of the most cost-efficient ways lawmakers can stimulate investment, create jobs, and boost GDP during a post-pandemic recovery. [read post]
12 May 2020, 5:56 am
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney LLC (MSSB) has agreed to settle charges that it provided misleading information to clients in its retail wrap fee programs regarding trade execution services and…Read the Full Press ReleaseHave a securities law question? [read post]
8 May 2020, 6:31 am
SEC Charges Morgan Stanley Smith Barney With Providing Misleading Information to Retail Clients / Settlement Will Create $5 Million Fund to Benefit Harmed Investors (SEC Release)FINRA Imposes Fine and Suspension for Rep's Transmittal of Customer Documents Via EmailIn the Matter of Sune Gaulsh, Respondent (FINRA AWC)FINRA Imposes Fine and Suspension for Rep's Fraternal Benefit Society Short-cutIn the Matter of Robert Nordaune, Respondent (FINRA AWC)CityMD mistakenly told… [read post]
