Search for: "State Street Bank "
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28 Jun 2010, 2:11 pm
The 1998 Federal Circuit decision in State Street Bank opened the door to patent protection on a wider variety of innovations — especially in the fields of business methods and software. [read post]
1 Apr 2018, 9:05 pm
” is the title of my new Wall Street Journal op-ed about New Jersey Gov. [read post]
10 Dec 2009, 1:05 pm
" The DiNapoli report is a review of major Wall Street firms and its economic impact on the City and the State. [read post]
7 Sep 2017, 8:18 am
State Street Bank and Trust Company agreed to pay a $3 million penalty without admitting or denying the findings that its GovEx-related disclosure failures violated Section 17(a)(2) of the Securities Act of 1933. [read post]
27 Jun 2019, 9:20 am
The Securities and Exchange Commission today announced that State Street Bank and Trust Company has agreed to pay over $88 million to settle charges for overcharging mutual funds and other registered investment company clients for expenses related to the firm's custody of client assets. [read post]
14 Jan 2016, 10:18 am
The Securities and Exchange Commission today announced that State Street Bank and Trust Company agreed to pay $12 million to settle charges that it conducted a pay-to-play scheme through its then-senior vice president and a hired lobbyist to win contracts to service Ohio pension funds.An SEC investigation found that Vincent DeBaggis, who headed State Street’s public funds group responsible for serving as custodians or sub-custodians to public… [read post]
30 Sep 2010, 12:54 pm
The SEC today charged a pair of former employees at Boston-based State Street Bank and Trust Company with misleading investors about their exposure to subprime investments. [read post]
9 Apr 2010, 7:55 am
Some states had tried to pass anti-predatory lending laws that contained assignee liability provisions, which would have put the Wall Street banks on the hook for buying up these loans. [read post]
26 Jul 2016, 3:15 pm
The Securities and Exchange Commission today announced that State Street Bank and Trust Company has agreed to pay $382.4 million in a global settlement for misleading mutual funds and other custody clients by applying hidden markups to foreign currency exchange trades. [read post]
25 Jun 2010, 2:13 pm
Shortly after State Street the Federal Circuit reaffirmed its decisions in State Street Bank and Alappat in AT&T Corp. v. [read post]
7 Oct 2011, 8:01 am
" But I also picked up a thoughtful and intelligent, for example a flier about public banking and the Bank of North Dakota (the only state-owned bank in the United States). [read post]
14 May 2008, 9:52 am
Last week, I read, but didn’t have a chance to discuss here, this article from Bloomberg on the State Street Bank subprime losses and potential ERISA related exposure. [read post]
1 Nov 2011, 7:46 am
An SEC administrative law judge dismissed charges that two former Street State Bank and Trust Co. employees misled investors about their exposure to subprime mortgage-backed securities in an unregistered fund, In re John P. [read post]
17 Feb 2011, 9:47 am
State Street Bank and New York Mellon Bank have recently been sued for overcharging several public sector pension funds for foreign currency exchanges. [read post]
14 Apr 2016, 7:47 pm
Liberty Street Economics Blog: “Since the financial crisis, bank regulatory and supervisory policies have changed dramatically both in the United States (Dodd-Frank Wall Street Reform and Consumer Protection Act) and abroad (Third Basel Accord). [read post]
22 Oct 2009, 10:05 pm
California Attorney General Jerry Brown announced on October 20 that the state would intervene in a qui tam suit filed against State Street Bank and Trust for defrauding the state’s pension funds (CalPERS and CalSTRS) through a secret markup for interbank foreign currency trades. [read post]
23 Apr 2010, 3:31 am
Since the beginning of 2009, 190 failing banks have been seized by the Federal Deposit Insurance Corporation and some of those banks are being sold to foreign lenders trying to expand their footprint in the United States, The Wall Street Journal reports. [read post]
19 Dec 2008, 6:03 pm
The credit rating agency also cut its ratings on the entire banking systems of the United States and the [...] [read post]
11 Oct 2010, 3:05 am
Banco Bilbao Vizcaya Argentaria of Spain is eyeing Latin America, Asia and the United States in an aggressive expansion bid for its investment bank arm, The Wall Street Journal reports. [read post]
11 Jan 2014, 9:02 pm
As reported by The Union Leader: Police [in Somersworth, New Hampshire] arrested a Maine man riding a bicycle Friday in connection with a bank robbery across state lines. [read post]
