Search for: "State Street Global Advisors Inc."
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15 Mar 2012, 4:36 pm
Regarding MF Global Inc., Schapiro said that the failed brokerage firm had only 318 active securities accounts and 40,000 futures accounts. [read post]
22 Jan 2016, 6:55 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
8 Apr 2021, 9:04 am
Leading institutional investors, including Light Street Capital and Makena Capital, and strategic investor Axon Enterprise, Inc., participated in the private investment. [read post]
7 Feb 2020, 6:00 am
, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Glass Lewis Comment Letter to the SEC About Proposed Proxy Rules for Proxy Voting Advice Posted by Gordon Seymour and Nichol Garzon-Mitchell, Glass, Lewis & Co., on Thursday, February 6, 2020 Tags: Glass Lewis, Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities… [read post]
24 May 2021, 3:06 pm
Tuesday, May 25, 2021, at 2:30 p.m.: The House Foreign Affairs Subcommittee on Africa, Global Health and Global Human Rights will hold a hearing on the impact of sanctions in Africa. [read post]
12 Aug 2022, 6:52 am
In this post, we analyze the responses of the 10 largest U.S. asset managers, including Vanguard, BlackRock, Fidelity Investments, Capital Group, State Street Global Advisors, T. [read post]
12 Aug 2022, 6:52 am
In this post, we analyze the responses of the 10 largest U.S. asset managers, including Vanguard, BlackRock, Fidelity Investments, Capital Group, State Street Global Advisors, T. [read post]
17 Jan 2020, 5:54 am
Matthews, Sutter Securities, Inc., on Sunday, January 12, 2020 Tags: Appraisal rights, Delaware cases, Delaware law, Fair values, Fairness review, Fiduciary duties, Merger litigation, Mergers & acquisitions Corporate Culture: Evidence from the Field Posted by Jillian Grennan (Duke University), on Monday, January 13, 2020 Tags: Accountability, Boards of Directors, Compliance & ethics, Corporate… [read post]
23 Feb 2018, 4:00 am
And for real, our 41st president of the United States, George H.W. [read post]
23 Feb 2018, 4:00 am
And for real, our 41st president of the United States, George H.W. [read post]
3 Jun 2022, 6:31 am
Diamond and Henrik Patel, White & Case LLP, on Saturday, May 28, 2022 Tags: Accounting, Equity-based compensation, Institutional Investors, Management, Repricings, Say on pay, Shareholder voting, Stock options, Underwater options 2021 Climate & Voting Review and Global Trends Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Saturday, May 28, 2022 Tags: Boards of Directors, Climate… [read post]
3 Jun 2022, 6:31 am
Diamond and Henrik Patel, White & Case LLP, on Saturday, May 28, 2022 Tags: Accounting, Equity-based compensation, Institutional Investors, Management, Repricings, Say on pay, Shareholder voting, Stock options, Underwater options 2021 Climate & Voting Review and Global Trends Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Saturday, May 28, 2022 Tags: Boards of Directors, Climate… [read post]
3 May 2021, 2:12 pm
Project Manager, Making Space Initiative, Cybersecurity and Emerging Threats, R Street R Street Institute; Washington, D.C. [read post]
25 Oct 2021, 1:20 pm
The committee will hear testimony from Jennifer Stout, vice president of global public policy at Snap Inc.; Michael Beckerman, vice president and head of public policy in the Americas at TikTok; and Leslie Miller, vice president of government affairs and public policy at YouTube. [read post]
1 Mar 2019, 6:04 am
Zakolyukina (University of Chicago), on Wednesday, February 27, 2019 Tags: Behavioral finance, Capital formation, Disclosure, Distressed companies, Earnings announcements, Forecasting, Information environment, Management, Securities regulation, Shareholder communications, Transparency Trends in Shareholder Activism Posted by Josh Black, Activist Insight, on Wednesday, February 27, 2019 Tags: Boards of… [read post]
23 Jul 2021, 6:06 am
Williams (York University, Robert Eccles (Oxford University), and Ellie Mulholland (CCLI), on Thursday, July 22, 2021 Tags: Boards of Directors, Climate change, Environmental disclosure, ESG, Fiduciary duties, International governance, Liability standards, Netherlands, Royal Dutch Shell, Securities litigation, Sustainability Board’s Oversight of Racial DE&I Posted by Benjamin Colton (State Street… [read post]
13 Jul 2010, 6:30 am
(Boston, MA) Back Bay Strategic Advisors, Co. [read post]
11 Oct 2021, 11:10 am
The event will feature Peter Sands, executive director of the Global Fund to Fight AIDS, Tuberculosis and Malaria; and Julie Gerberding, executive vice president and chief patient officer at Merck & Co., Inc. [read post]
13 Feb 2017, 6:20 am
From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
13 Feb 2017, 6:20 am
From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
