Search for: "State v. Barts" Results 201 - 220 of 252
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4 Dec 2008, 2:00 pm
Pritchard suggested that corporate shareholders propose a fix for what he considers flaws in the Supreme Court's Basic v. [read post]
27 Oct 2017, 2:16 am by CFM Admin
 South Korea’s Financial Services Commission made a similar announcement a few weeks later, stating that all ICO fundraising would be banned and that it would establish tighter anti-money laundering prevention policies for virtual currencies. [read post]
4 Apr 2013, 6:48 pm by nedaj
States may have different rules regarding electronic K-1s, so funds should check with their counsel or service providers whether they may still be required to send state K-1s on paper. [read post]
5 Nov 2007, 7:23 am
Box 88510 Tucson, AZ 85754 Phone: (520) 770-3718 Web: http://www.asdb.state.az.us Arizona State Schools for the Deaf & [read post]
23 May 2010, 8:31 pm by Hedge Fund Lawyer
‘‘(30) The term ‘foreign private adviser’ means any investment adviser who— ‘‘(A) has no place of business in the United States; ‘‘(B) has, in total, fewer than 15 clients who are domiciled in or residents of the United States;  on DSKH9S0YB1PROD with BILLS ‘‘(C) has aggregate assets under management attributable to clients in the United States and investors in the United States in private… [read post]
29 Jun 2015, 9:28 am by Rebecca Tushnet
  Fictional memory, imaginary state of mind, imagined shopping experience—and then we complain that we don’t have ecologically valid evidence! [read post]
4 Jan 2017, 3:55 pm by nedaj
Advisers registered in other states should consult with legal counsel about those states’ custody requirements. [read post]
15 Mar 2011, 6:21 pm by lsico
” (ii) Exemption from disclosing the past performance of exempt pools in the Disclosure Document of non-exempt pools except to the extent that such past performance is material to the non-exempt pool being offered; Provided, That a pool operator that has claimed exemption hereunder and elects not to disclose any such performance in the Disclosure Document of non-exempt pools shall state in a footnote to the performance disclosure therein that the operator is operating or has… [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
BitMEX has stated that a hardware issue caused the outage. [read post]
22 Apr 2019, 4:53 pm by CFM Admin
  Commissioner Peirce stated that digital asset tokens sold for use in a functioning network, rather than as investment contracts, fall outside the definition of securities. [read post]
3 Jul 2013, 2:55 pm by nedaj
A recent case from the California Court of Appeals, Lloyd v. [read post]
5 Jan 2015, 3:31 pm by nedaj
Advisers registered in other states should consult with legal counsel about those states’ custody requirements. [read post]
12 Nov 2011, 12:56 pm by Rebecca Tushnet
His work is going towards First Amendment because the other alternatives won’t get the job done and the present solution risks a serious chill.53 cell phone search cases found in his search for reported opinions after Arizona v. [read post]
22 Mar 2010, 9:02 pm by Hedge Fund Lawyer
While state laws were able to address many of these cases after the fact, the Commission sought to regulate the industry as a proactive means to prevent fraud. [read post]
20 Sep 2011, 9:00 pm by Hedge Fund Lawyer
File a certificate on Form ADV-E (17 CFR 279.8) with the Commission within 120 days of the time chosen by the accountant in paragraph (a)(4) of this section, stating that it has examined the funds and securities and describing the nature and extent of the examination; ii. [read post]