Search for: "State v. Barts"
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23 Mar 2009, 4:30 am
If a corporate dissolution contest could be re-imagined as a TV game show, I'd call the case of Rodriguez v. [read post]
4 Dec 2013, 9:07 am
State-registered advisers need to examine their state’s rules to determine who constitutes the “client. [read post]
15 Nov 2007, 7:21 am
Phone: (404) 881-0292 Fax: (404) 881-6997 E-mail: gaaarp@aarp.org Web: http://www.aarp.orgga ADA Regional ADA & IT Technical Assistance Center Southeast Disability and Business Technical Assistance Center Center for Assistive Technology and Environmental Access Georgia Tech, 490 10th Street Atlanta, GA 30318 Phone: (404) 385-0636; (800) 949-4232 (V/TTY/Toll Free) E-mail: sedbtac@catea.org Web: http://www.sedbtac.org Georgia ADA Exchange 4164 Admiral Drive Chamblee, GA 30341… [read post]
5 Jul 2010, 7:59 pm
Brown and David Matusow, Bahr, et al. v. [read post]
17 Aug 2020, 11:58 am
This is Tom Goldstein and Justice David Souter in Georgia v. [read post]
12 Jul 2018, 8:53 am
Court of Appeals for the Second Circuit amended its decision in United States v. [read post]
19 Apr 2024, 9:27 am
For more information on SEC v. [read post]
18 Jul 2014, 10:40 am
COLE-FRIEMAN & MALLON LLPwww.colefrieman.com July 10, 2014 FATCA Transitional Period. [read post]
31 Dec 2019, 8:13 am
Other State RIAs. [read post]
15 Dec 2017, 9:01 am
Other State Registered IA. [read post]
15 Dec 2017, 9:01 am
Other State Registered IA. [read post]
7 Feb 2011, 5:56 pm
As we discussed in our post on NFA annual compliance obligations, commodity pool operators will need to submit annual audited reports to the NFA by March 31 of this year. [read post]
19 Nov 2009, 4:13 pm
The amendments: specify detailed information that must be included in the periodic account statements and annual reports for commodity pools with more than one series or class of ownership interest; clarify that the periodic account statements must disclose either the net asset value per outstanding participation unit in the pool or the total value of a participant’s interest or share in the pool; extend the time period for filing and distributing annual reports of commodity pools that invest… [read post]
21 May 2010, 12:16 pm
Bart Gordon of Tennessee introduced HR 5116, the America COMPETES Reauthorization Act of 2010, which was then referred to the House Committee on Science and Technology and the House Committee on Education and Labor. [read post]
8 Dec 2021, 7:27 am
Other State RIAs. [read post]
8 Dec 2021, 11:27 am
Other State RIAs. [read post]
16 Jul 2019, 10:18 am
The individual sent an email to potential investors stating the assets of a company seeking investment was $10 million at the direction of his boss, who supplied the content and approved the email, while the individual knew the total assets were worth less than $400,000. [read post]
22 Dec 2020, 9:43 am
Other State RIAs. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
31 Aug 2020, 2:05 pm
And I was representing the United States as an amicus to Ohio, and I had not actually written the briefs in this case. [read post]