Search for: "State v. Jason R. Dodd" Results 1 - 14 of 14
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23 Apr 2018, 4:37 am by John Jascob
Jason Howard, J.D.The United States District Court for the District of New Jersey has determined that a former UBS employee's testimony before FINRA did not equate to providing information to the SEC as required by the Dodd-Frank Act’s definition of “whistleblower” (Price v. [read post]
10 Jun 2016, 6:15 am
Park, University of California, Los Angeles , on Friday, June 3, 2016 Tags: Disclosure, Dodd-Frank Act, Federalism, Investor protection, Misconduct, Rule 10b-5, Securities Act, Securities fraud, Securities regulation, Shareholder value, SOX, State law, Stock mispricing Remarks on Optimizing the Equity Markets Posted by Mary Jo White, U.S. [read post]
31 May 2011, 7:28 pm by admin
TweetLaw360 Quoted The Employment Law Group® principal attorney Jason Zuckerman on the DOL ARB’s decision in Sylvester v. [read post]
17 Feb 2011, 2:25 pm by admin
Three new whistleblower retaliation causes of action in the Dodd-Frank Act. [read post]
19 Jan 2018, 6:30 am
Jung (New York University), and Min Park (The Ohio State University), on Tuesday, January 16, 2018 Tags: Acquisitions, Capital allocation, Disclosure, Financial reporting, Innovation, Private equity, R&D, Venture capital firms 2017 Year in Review: Securities Litigation and Regulation Posted by Jason Halper, Kyle DeYoung and Adam Magid, Cadwalader, Wickersham and Taft LLP, on Tuesday, January 16, 2018 … [read post]
29 Apr 2016, 5:33 am
Dodd, 598 F.3d 449, 452–53 (U.S.Court of Appeals for the 8th Circuit 2010)); see also United States v. [read post]
3 Nov 2011, 9:12 pm by Badrinath Srinivasan
Virginia Journal of International Law, Forthcoming, Univ. of Wisconsin Legal Studies Research Jason W. [read post]
4 Sep 2017, 2:20 pm by Kevin LaCroix
Michael Klausner and Jason Hegland of Stanford Law School detailed in a guest post on this blog (here), since 2009, a significantly larger number of securities class action lawsuits (both in terms of absolute numbers of lawsuit filings and in terms of percentage of all lawsuits filed) are now being filed by a group of small plaintiffs’ firms that were not previously active in filing securities lawsuits. [read post]