Search for: "Stephen Dodd"
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24 May 2011, 1:07 pm
Stephen M. [read post]
3 May 2013, 2:36 pm
Stephen Fincher (R-TN), and co-sponsored by Rep. [read post]
16 Feb 2011, 11:57 am
” In this article, Professor Stephen Bainbridge argues that the corporate governance provisions of the Dodd-Frank Act of 2010 also qualify for that sobriquet. [read post]
31 Aug 2010, 9:37 am
Stephen Lynch (D-MA) throughout the legislative process will be a major part of regulatory consideration.There was congressional concern throughout the process of passing Dodd-Frank that, with derivatives trading required to be conducted through clearinghouses, large financial institutions would own and control the clearinghouses and effectively set rules for their own derivatives deals. [read post]
29 Jun 2023, 11:49 am
The post Stephen M. [read post]
27 Jul 2010, 10:28 am
In the article, NWC Executive Director Stephen M. [read post]
15 Nov 2010, 10:03 am
Jacobs, Vice Chancellor Stephen P. [read post]
24 May 2011, 3:55 pm
Stephen Lynch (D-MA) provides that the use of any authority granted to the SEC and CFTC to address speculative trading will not be delayed, including the impact of such trading on the markets, users, or investors and consumers. [read post]
26 Sep 2022, 7:33 am
“The revelation that the most notorious anti-whistleblower law firms are quietly representing whistleblowers in SEC enforcement cases came as a shock,” said Stephen M. [read post]
8 Dec 2011, 6:06 am
Like its predecessor Sarbanes-Oxley which is less than a decade old, some have labeled Dodd-Frank the latest in a round of “quack corporate governance”- a term first coined by Yale Law Professor Roberta Romano as “low-quality legislative decision making in the context of a crisis” and popularized again by Professor Stephen Bainbridge. [read post]
22 Feb 2018, 7:30 am
District Court for the Northern District of California claiming protection under the Dodd-Frank provision described above. [read post]
11 Jan 2011, 12:04 pm
” In this article, Professor Stephen Bainbridge argues that the corporate governance provisions of the Dodd-Frank Act of 2010 also qualify for that sobriquet. [read post]
27 Nov 2011, 9:07 am
Calling all Philadelphians, this month is your chance to hear an in-person talk with Stephen Kohn, Executive Director at the National Whistleblowers Center. [read post]
Supreme Court holds individuals must report to the SEC to qualify as whistleblowers under Dodd-Frank
24 Feb 2018, 1:17 pm
Pecht, Kevin James Harnisch, Stephen Mark Dollar, and Ilana Beth Sinkin. [read post]
8 Aug 2014, 6:00 am
Editor's Note: The following post comes to us from Stephen J. [read post]
7 Mar 2018, 1:32 pm
Writing for Law 360, NWC Executive Director Stephen M. [read post]
3 Nov 2010, 4:02 pm
According to the Executive Director of the National Whistleblower Center, Stephen M. [read post]
24 Mar 2011, 6:55 am
" He quotes Stephen M. [read post]
18 Apr 2011, 2:03 pm
Kohn will host a tutorial on the new whistleblower provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
21 Jul 2010, 4:30 am
Dodd-Frank: Clarifying the "Accredited Investor" Definition Even before Dodd-Frank is signed into law, a number of issues have arisen about how to interpret the statute. [read post]
