Search for: "Stephen Dodd"
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3 Nov 2021, 10:37 am
Top whistleblower attorney Stephen M. [read post]
25 Sep 2020, 7:34 am
On September 25, whistleblower attorneys Stephen M. [read post]
10 Apr 2011, 1:17 pm
On Sunday April 10, 2011, Stephen Kohn, Executive Director at the National Whistleblowers Center, will be available at 5:00 pm (EST) for an online chat forum at Firedoglake’s Book Salon. [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
28 Nov 2017, 7:32 am
According to Stephen M. [read post]
16 Mar 2023, 1:36 pm
“This is an important bill that needs to be quickly passed,” said leading whistleblower attorney Stephen M. [read post]
29 Sep 2011, 9:22 pm
Representative Stephen Fincher (R-TN) has introduced draft legislation, The Small Company Job Growth and Regulatory Relief Act, expanding the exemptions available to small companies from the Section 404(b) auditor attestation reporting requirements of the Sarbanes-Oxley Act. [read post]
2 Dec 2016, 7:39 am
[More…] An Efficient Investment-Risk Model of Compliance by Robert Bird and Stephen Park in the CLS Blue Sky Blog The EIR model provides an analytical framework for addressing the effectiveness of different approaches to business regulation. [read post]
27 Aug 2014, 10:08 am
(R-CA), Stephen Lynch (D-MA), Michael McCaul (R-TX), Gwen Moore (D-Wis.), Keith Ellison (D-MN), Leonard Lance (R-N.J.), and Tom Cotton (R-Ark.).Congress enacted Section 1101 to ensure that such bailouts could not happen again, explained the Senators and Representatives, yet the Fed's proposed rule implementing Section 1101 does not place meaningful restrictions on the agency's emergency lending powers. [read post]
3 Dec 2013, 11:54 am
The Whistleblower's Handbook also explains how whistleblowers can use the Dodd-Frank Act to blow the whistle on violations of the Foreign Corrupt Practices Act (FCPA). [read post]
15 Nov 2016, 1:08 pm
On Thursday, November 17, 2016, Stephen M. [read post]
7 Oct 2011, 6:00 am
Stephen M. [read post]
29 Jul 2015, 9:05 pm
“Fee-shifting: Delaware’s self-inflicted wound” [Stephen Bainbridge, more] Needed: a new Delaware [Reuters] Fordham lawprof Sean Griffith fights trial bar on shareholder suits [Bainbridge, more] Goodbye, insurance (hugs). [read post]
10 Feb 2016, 9:05 pm
(that’s Bernie Sanders to you) [Steve Chapman/Chicago Tribune, Bret Stephens/WSJ. [read post]
10 Apr 2011, 1:17 pm
On Sunday April 10, 2011, Stephen Kohn, Executive Director at the National Whistleblowers Center, will be available at 4:00 pm (EST) for an online chat forum at Firedoglake’s Book Salon. [read post]
5 Jun 2017, 1:52 pm
Read Stephen Kohn’s testimony here. [read post]
9 Aug 2010, 11:49 am
One good thing that might come out of the Dodd-Frank financial reform act is better self-policing by Wall Street. [read post]
11 Jul 2011, 12:47 pm
Stephen M. [read post]
28 Nov 2017, 10:20 am
Supreme Court Justices expressed support for stripping internal whistleblowers of protection under the Dodd-Frank Act (“DFA”). [read post]