Search for: "Stephen Somers" Results 1 - 20 of 39
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16 Mar 2023, 1:36 pm by Geoff Schweller
Somers, protections only apply when a whistleblower contacts the SEC or other select officials. [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional Investors, Proxy… [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional Investors, Proxy… [read post]
31 Mar 2022, 2:52 pm by Geoff Schweller
“This law is urgently needed,” said leading whistleblower attorney Stephen M. [read post]
22 Jul 2020, 3:07 pm by Kevin LaCroix
Matt StockJason ZuckermanIn the following guest post, Matt Stock and Jason Zuckerman take a look at five ways that the SEC whistleblower program has affected both corporate compliance and the SEC’s enforcement efforts. [read post]
26 Sep 2019, 8:35 am by Astarita
Somers, which interpreted the Dodd-Frank securities fraud law as only protecting whistleblowing to disclosures to the Securities and Exchange Commission (SEC), not disclosures to the responsible officials in the whistleblower’s company. [read post]
6 Aug 2018, 9:30 pm by Jonathan H. Adler
Somers, a unanimous Court agreed that the definition of “whistleblower” in the Dodd-Frank Wall Street Reform and Consumer Protection Act was “clear and conclusive. [read post]
28 Mar 2018, 9:53 am by Adam Feldman
Somers with more legitimacy than it had in prior years with Scalia on the court. [read post]
25 Feb 2018, 11:00 am by Jonathan H. Adler
The Thomas opinion prompted a response from Justice Sonia Sotomayor, which was joined by Justice Stephen Breyer, defending the idea that a Senate Report is "an appropriate source for this Court to consider when interpreting a statute. [read post]
2 Jan 2018, 5:08 pm by Kevin LaCroix
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
29 Nov 2017, 8:42 am by Theresa Gabaldon
” A person reporting only within the employing organization, like Somers, literally is not covered. [read post]