Search for: "Stifel Financial Corp."
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8 Jun 2015, 8:13 am
On June 8, 2015, Stifel Financial Corp. [read post]
23 Feb 2015, 2:15 pm
Stifel Financial Corp. is buying rival financial services firm Sterne Agee for $150 million in its latest deal. [read post]
6 Mar 2014, 11:11 am
DiMercurio Stifel, Nicolaus & Company, Inc. [read post]
1 Aug 2012, 5:51 am
Brunner, President and CEO, BNP Paribas Securities Corp. [read post]
20 Mar 2012, 5:35 am
” WSJ CDOs: Stifel Financial Corp. [read post]
14 Nov 2011, 2:13 pm
An action against Stifel, Nicolaus andamp; Co.andnbsp;and RBC Capital Marketsandnbsp;involved the sale of unsuitable CDO investments to five Wisconsin school districts Six executives at Brooke Corp., and three executives at mortgage lender IndyMac Bancorpandnbsp;were charged by the SEC with misleading investors about the worsening financial conditions at their companies. [read post]
26 Oct 2011, 11:44 pm
Against the Financial Firm, Institutional Investors Securities Blog, August 29, 2011 Stifel, Nicolaus & Co. and Former Executive Faces SEC Charges Over Sale of CDOs to Five Wisconsin School Districts, Stockbroker Fraud Blog, August 10, 2011 [read post]
18 Feb 2011, 5:11 pm
DKR bought for ¥1.5 billion (that’s $18 million) the swap from Merrill for insurance against a certain debt obligation of Urban Corp. [read post]
16 Aug 2010, 9:17 pm
Many of these securities victims were clients of large brokerage firms, such as UBS, Citigroup Smith Barney, Wachovia, Linsco Private Ledger LPL, Merrill Lynch, UBS, ING, Stifel, and Gun Allen. [read post]
5 Jul 2010, 6:27 am
Stifel Nicolaus & Co.), Jesup & Lamont Securities Corp., Jeffries & Company, Inc., Raymond James & Associates, Inc., and Robert W. [read post]
30 Apr 2010, 10:26 pm
Related Web Resources: Stifel backs off recruiting wars -- and profits soar, Investment News, April 29, 2010 Stifel Financial Corp. [read post]
13 Nov 2009, 4:19 pm
Even as Stifel Financial Corp. continues to deal with securities fraud lawsuits and claims accusing the broker-dealer of misrepresenting the risks associated with investing in auction-rate securities, the company exhibited a 73% increase in 3rd quarter earnings due to a growth in transaction revenue. [read post]
5 Nov 2009, 10:48 am
Stifel Financial Corp., which has been expanding its Stifel Nicolaus & Co. retail-brokerage business, is about to make a push into serving registered investment advisers. [read post]
9 Sep 2009, 1:29 am
Stifel Financial Corp. said Wednesday it plans to launch a public offering of 1.2 million shares of common stock. [read post]
6 Jul 2009, 2:21 pm
According to Stifel Financial Corp., 95% of its clients with frozen auction-rate securities have indicated that they will accept its offer to buy back the investments over a three-year period. [read post]
1 Jun 2009, 9:10 pm
Meantime, state officials are looking into whether TD Ameritrade Holding Corp., Charles Schwab Corp., and E*Trade Financial Corp also engaged in ARS-related violations. [read post]
19 Mar 2009, 9:56 am
Stifel Financial Corp says that subsidiary Stifel Nicolaus & Co. [read post]
6 Oct 2008, 8:43 pm
According to news reports (here), MBIA has filed a lawsuit breach of contract lawsuit in New York state court against Countrywide Financial Corp. [read post]
13 Aug 2008, 4:39 pm
Stifel Financial Corp., et al., 08-cv-01167, is pending in the U.S. [read post]
