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15 Aug 2014, 10:37 am by John Jascob
The Commission sought to permanently bar Powers from participating in penny stock offerings, but the court concluded that an injunction against such participation that was already in place was sufficient (SEC v. [read post]
6 Jun 2008, 5:16 pm
CJ Roberts, after pushing for a 2006 tax change that eases the tax burden on judges when they sell stock, dumped between $50,000 and $100,000 worth of Citigroup stock a week before the court heard arguments in Credit Suisse Securities v. [read post]
24 Sep 2010, 7:18 am by Stephen D. Rosenberg
In an amicus brief filed before the Second Circuit in the case of Gearren v. [read post]
19 Dec 2007, 5:34 am
Yesterday the Appellate Division, First Department reversed a lower court ruling and dismissed a breach of fiduciary duty claim against the New York Stock Exchange and its Chief Executive Officer John Thain - Hyman v New York Stock Exch., Inc., 2007 NY Slip Op 09909. [read post]