Search for: "Summit Brokerage Services" Results 81 - 100 of 106
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15 Nov 2018, 6:21 am by admin
Scalese was registered with Summit Brokerage Services, Inc. in Dunmore, PA from March 29, 2010 until November 2, 2012, FINRA notes, and also worked with NFP Securities, Inc. in Dickson City, PA from April 6, 2006 until March 31, 2010. [read post]
15 May 2020, 7:49 am by Staff Attorney
  From October 2014 until July 2015 Linsky was associated with Summit Brokerage Services, Inc. [read post]
23 Nov 2016, 1:26 pm by Adam Weinstein
  From August 2015 through October 2016, DiGaetano was associated with Summit Brokerage Services, Inc. [read post]
8 Feb 2017, 6:40 am by Adam Weinstein
Kiefer has been associated with Summit Brokerage Services, Inc. out of the firms Colts Neck, New Jersey office location. [read post]
26 Jul 2016, 9:43 am by Adam Weinstein
  From October 2008 until October 2011, Langweiler was associated with Summit Brokerage Services, Inc. [read post]
8 Feb 2017, 6:40 am by Adam Weinstein
Kiefer has been associated with Summit Brokerage Services, Inc. out of the firms Colts Neck, New Jersey office location. [read post]
6 Mar 2021, 8:53 am by Staff Attorney
  From March 2005 until October 2017 Ciallella was registered with Summit Brokerage Services, Inc. [read post]
26 Sep 2019, 9:10 am by Staff Attorney
  From September 2015 to September 2016, Boatright was registered with Summit Brokerage Services, Inc. [read post]
17 May 2020, 12:44 pm by Staff Attorney
  From November 2014 through May 2016 Bourke was registered with Summit Brokerage Services, Inc. [read post]
26 Aug 2018, 7:59 pm by ccollins
Cetera Financial Group is comprised of six independent brokerage firms with approximately 8,000 brokers and advisers, including Cetera Advisors, Cetera Advisors Network, First Allied Securities, Cetera Financial Institutions, Summit Financial Services, and Cetera Financial Specialists. [read post]
10 Aug 2010, 9:23 am by PaulKostro
Thus, it appears the Act does not govern securities and brokerage accounts. [read post]
22 Mar 2018, 9:38 am by Kelly Phillips Erb
It is not illegal to have cash, brokerage accounts or other investments in foreign countries. [read post]
17 Dec 2019, 1:46 pm by Staff Attorney
  From September 2016 until September 2019 Burns was associated with Summit Brokerage Services, Inc. [read post]
15 Jan 2016, 1:17 pm by D. Daxton White
Significant services – The preamble explains that a partnership provides “significant services” if its personnel have an ongoing or frequent presence at the site of the section 7704(d)(1)(E) activity. [read post]
11 Feb 2020, 7:30 am by Staff Attorney
  From September 2015 until July 2016 Azizi  was registered with Summit Brokerage Services, Inc. [read post]
11 Apr 2021, 7:00 am by Alan Rosca
Prior to joining Cetera, between November 2010 and September 2019, former broker Victor Rigoni was registered with Summit Brokerage Services, in Lake Forest, Illinois. [read post]
11 Apr 2021, 7:00 am by Alan Rosca
Prior to joining Cetera, between November 2010 and September 2019, former broker Victor Rigoni was registered with Summit Brokerage Services, in Lake Forest, Illinois. [read post]
22 Sep 2020, 2:32 am by Alan Rosca
For a short period between August 2015 to October 2015, he was registered with Summit Brokerage Services, Inc. until he migrated to Centaurus Financial Inc., where he was a broker until March 2019 according to his Brokercheck page. [read post]