Search for: "TIAA-CREF"
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8 Mar 2024, 7:36 pm
The post SEC Orders TIAA-CREF to Pay Over $2 Million for Regulation Best Interest Violations appeared first on Stoltmann Law. [read post]
21 Feb 2024, 7:45 am
TIAA-CREF Failed to Comply with Regulation Best Interest in connection with IRAs The Securities and Exchange Commission (SEC) has reportedly imposed a hefty fine exceeding $2.2 million on TIAA-CREF for its alleged failure to comply with Regulation Best Interest in its recommendations regarding individual retirement accounts (IRAs). [read post]
16 Feb 2024, 8:06 am
The Securities and Exchange Commission today announced that registered broker-dealer TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), will pay more than $2. [read post]
1 Dec 2023, 11:19 am
” As alleged in the Indictment and statements made during court proceedings: Through his employment at TIAA-CREF, BILLIMEK had advance access to certain of TIAA-CREF’s anticipated trades. [read post]
24 Jul 2023, 8:32 am
Fringe benefits include TIAA-CREF retirement program, medical insurance, disability benefits, life insurance, tuition remission for dependents attending Ohio Northern University for an initial baccalaureate degree, and eligibility for participation in The Tuition Exchange, a program involving over 640 member colleges and universities. [read post]
24 Jul 2023, 8:29 am
Fringe benefits include TIAA-CREF retirement program, medical insurance, disability benefits, life insurance, tuition remission for dependents attending Ohio Northern University for an initial baccalaureate degree, and eligibility for participation in The Tuition Exchange, a program involving over 640 member colleges and universities. [read post]
24 Jul 2023, 8:25 am
Fringe benefits include TIAA-CREF retirement program, medical insurance, disability benefits, life insurance, tuition remission for dependents attending Ohio Northern University for an initial baccalaureate degree, and eligibility for participation in The Tuition Exchange, a program involving over 640 member colleges and universities. [read post]
21 Jan 2022, 2:17 pm
TIAA-CREF – New York — $97 million. [read post]
21 Jan 2022, 2:17 pm
TIAA-CREF – New York — $97 million. [read post]
7 Jan 2022, 2:20 pm
TIAA-CREF Individual & Institutional Services LLC (TC Services) – TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), paid the SEC and New York Attorney General a combined $97 million to settle charges that it misled thousands of investors and failed to disclose conflicts of interest in connection with TIAA employer-sponsored retirement plans… [read post]
7 Jan 2022, 2:20 pm
TIAA-CREF Individual & Institutional Services LLC (TC Services) – TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), paid the SEC and New York Attorney General a combined $97 million to settle charges that it misled thousands of investors and failed to disclose conflicts of interest in connection with TIAA employer-sponsored retirement plans… [read post]
29 Nov 2021, 11:24 am
There is nothing in the law or in its application requiring members to make contributions to TIAA-CREF that affects benefits to members in any manner. [read post]
29 Nov 2021, 11:24 am
There is nothing in the law or in its application requiring members to make contributions to TIAA-CREF that affects benefits to members in any manner. [read post]
9 Sep 2021, 2:20 pm
The subsidiary, TIAA-CREF Individual & Institutional Services LLC (TC Services), will pay the SEC $97 million to settle charges that it made inaccurate and misleading statements and failed to adequately disclose conflicts of interest. [read post]
27 Jul 2021, 6:17 am
On July 13, 2021, the Securities and Exchange Commission (“SEC”) published an order instituting administrative cease-and-desist proceedings against TIAA-CREF Individual & Institutional Services, LLC (“TIAA”). [read post]
13 Jul 2021, 7:35 am
The Securities and Exchange Commission today announced that TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), will pay $97 million to settle charges of…Read the Full Press ReleaseHave a securities law question? [read post]
3 Sep 2020, 7:51 am
National Securities Corporation Paula Collins TIAA-CREF Individual & Institutional Services, LLC Oppenheimerfunds Distributor, Inc. [read post]
11 Jun 2020, 11:36 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Robert Cacioppo MML Investors Services, LLC NYLife Securities LLC Paula Collins TIAA-CREF Individual & Institutional Services, LLC OppenheimerFunds Distributor, Inc. [read post]
31 Mar 2020, 1:50 pm
David TopolPrivate investments funds (hedge funds, PE firms, venture capital funds and the like) are a significant part of the U.S. economy. [read post]
24 Oct 2019, 3:00 am
TIAA-Cref Lifecycle Index 2060 Fund (TVIIX) Here’s a breakdown of TIAA-Cref Lifecycle Index 2060 Fund (TVIIX). [read post]
