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5 Jun 2017, 2:14 pm
(“Wells Fargo“) filed four third-party complaints against BlackRock Advisors, LLC, Pacific Investment Management Company, LLC, Teachers Advisors, LLC, TIAA-CREF Investment Management, LLC, and PGIM, Inc. [read post]
21 May 2009, 1:37 pm
But it hit me in a personal way yesterday when, to relieve the tedium of grading, I went to talk to my TIAA-Cref representative (a bad-news-for-bad-news trade if there ever was one). [read post]
Class Action Mismatch: Securities Class Action Jurisprudence and High-Frequency Trading Manipulation
19 Oct 2015, 3:30 am
Linda Mullenix For faculty members with retirement savings in TIAA-CREF or brokerage accounts, market events of summer 2015 might prompt the conclusion that August is the cruelest month of all. [read post]
29 Apr 2011, 2:44 pm
TIAA-CREF Individual and Instit. [read post]
6 Mar 2018, 8:07 am
According to FINRA Disciplinary actions for February 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick John Auckland TIAA-CREF Individual & Institutional Services, LLC Morgan Stanley Michael Albert DiPietro Transamerica Financial Advisors, Inc. [read post]
10 Feb 2011, 5:00 am
The Amicus filed by CII, TIAA-CREF, et al, brings this point home. [read post]
9 Nov 2006, 9:56 am
A recent study sponsored by TIAA-CREF found that having three or more women on the board enhances corporate governance. [read post]
18 Mar 2015, 3:50 am
As will be covered during our upcoming Tuesday webcast – “Proxy Access: The Halftime Show” – there are all sorts of developments, such as: – TIAA-CREF has quietly sent letters to 100 companies urging them to voluntarily adopt access within the next 6-8 months (see this WSJ article, including my quote at the end) – At least 4 proxy access shareholder proposals have been withdrawn by the NYC Comptroller as part of a settlement (per this Ning Chiu… [read post]
11 Nov 2013, 6:22 am
Editor's Note: John Wilcox is chairman of Sodali, a co-chair of ShareOwners.org, and former Head of Corporate Governance at TIAA-CREF. [read post]
16 Oct 2014, 6:13 am
Editor's Note: John Wilcox is chairman of Sodali and former Head of Corporate Governance at TIAA-CREF. [read post]
10 Nov 2016, 9:00 am
TIAA-CREF Individual & Institutional Services, LLC v. [read post]
26 Mar 2010, 6:07 am
Editor’s Note: John Wilcox is Chairman of Sodali, a director of ShareOwners.org, and former Head of Corporate Governance at TIAA-CREF. [read post]
15 Oct 2008, 7:16 pm
So last week when I received my TIAA-CREF statement (like many professors, I assume) you might have heard me scream from Milwaukee. [read post]
6 Nov 2016, 8:32 pm
TIAA-CREF settled and expressly denied any liability. [read post]
21 Feb 2011, 11:23 am
An amicus brief filed by the Council of Institutional Investors and TIAA-CREF strongly defends the SEC’s proxy access rule against a challenge by business groups in federal court. [read post]
31 Jul 2018, 4:31 pm
TIAA-CREF filed a coverage action against the insurers in Delaware Superior Court. [read post]
9 Feb 2011, 5:00 am
The Council of Institutional Investors, TIAA-CREF and 14 other funds (including such notables as Calpers and NYCERF) filed an amicus brief supporting access and Rule 14a-11. [read post]
1 Dec 2023, 11:19 am
” As alleged in the Indictment and statements made during court proceedings: Through his employment at TIAA-CREF, BILLIMEK had advance access to certain of TIAA-CREF’s anticipated trades. [read post]
6 Nov 2008, 6:46 pm
"Fair value reporting is far from perfect, but it is a fundamental mechanism to provide investors with transparency," said Scott Evans of the TIAA-CREF education pension system. [read post]
5 Jun 2010, 8:43 am
When you’ve come up with your winning idea, enter at TIAA-CREF's Facebook page. [read post]
