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18 Dec 2007, 3:46 pm
In an apparent effort to make sure that everyone really, really, really understands that FINRA does not trust its own arbitrators, FINRA's Board of Governors approved a rule proposal that would impose expungement procedures requiring arbitrators to take specific steps, including issuing a written explanation, before recommending expungement of information related to arbitration cases from a registered person's Central Registration Depository (CRD) record. [read post]
6 Nov 2010, 4:50 pm
When those trusting requirements were initially imposed, a few states made exceptions to allow small funeral homes to continue to use the depository account. [read post]
30 Nov 2023, 8:10 am
An all-inclusive deed of trust (“AITD”) is used when the seller will be financing part of the selling price, and the buyer will also take subject to the existing deed of trust. [read post]
15 Oct 2008, 3:13 am
The New regulations make it much easier to determine coverage when the bank has less than $500,000 under the trust and trustee's accounts: The FDIC's main goal in implementing these revisions is to make the rules easier to understand and apply, without decreasing coverage currently available for revocable trust account owners.This interim rule will result in faster deposit insurance determinations after depository institution closings and will help improve… [read post]
6 Aug 2009, 7:04 am
Participants have until September 30 to advise CDS whether they will remain a CDS-sponsored participant or become direct members of the NSCC and Depository Trust Company (DTC). [read post]
17 Feb 2013, 2:26 pm
The Association determined early on that a depository account could not keep up with rising funeral costs. [read post]
14 Sep 2010, 8:42 pm
Depository Trust & Clearing Corp., that an employer's failure to investigate a complaint of discrimination cannot be considered, in and of itself, an adverse employment action taken in retaliation for the filing of the same discrimination complaint. [read post]
21 Jul 2011, 10:06 am
The Depository Trust Company (DTC) effectively controls which public companies’ stock can be traded electronically as opposed to exchanging actual stock certificates when sales take place. [read post]
24 Jun 2011, 12:06 pm
From our friends at the Federal Depository Library Program (FDLP): The U.S. [read post]
19 Mar 2012, 6:26 am
Last Thursday, the SEC ruled In the Matter of the Application of International Power Group, Ltd. for review of action taken by Depository Trust Company or DTC. [read post]
21 Jul 2011, 10:06 am
The Depository Trust Company (DTC) effectively controls which public companies’ stock can be traded electronically as opposed to exchanging actual stock certificates when sales take place. [read post]
3 Oct 2008, 12:30 pm
The FDIC believes that the interim rule will result in faster deposit insurance determinations after depository institution closings and will help improve public confidence in the banking system. [read post]
6 Aug 2012, 7:44 am
SIFMA Backs DTCC’s Rate to Replace LIBORThe US Treasury Borrowing Advisory Group of the Securities Industry and Financial Markets Association (SIFMA), an industry group, threw its support behind the Global Collateral Finance Repo Index – an overnight lending rate published by the Depository Trust and Clearing Corp (DTCC) – in the search for a rival to the tarnished LIBOR benchmark rate. [read post]
16 Nov 2015, 6:41 am
German Depository Institutions Act of 1982 (the “Act”) governs “due on sale” clauses as they apply to residential real estate. [read post]
16 Feb 2012, 3:54 pm
Germain Depository Institutions Act of 1982, says that a due-on-sale clause cannot be enforced on "a transfer into an inter vivos trust in which the borrower is and remains a beneficiary and which does not relate to a transfer of rights of occupancy in the property. [read post]
9 May 2022, 7:43 pm
An impasse arose because the Depository Trust Company (“DTC”) implemented a policy that required the recipients of the payments to sign a letter agreeing to certain provisions before DTC would distribute the settlement proceeds. [read post]
26 Mar 2012, 12:40 pm
As I mentioned last week, on March 15 the SEC ordered The Depository Trust Company (DTC) to conduct a hearing as to the fairness of their decision to suspend or “chill” settlement and book-entry clearing services for International Power Corp. [read post]
23 Jan 2014, 11:15 am
” In the run-up to the financial crisis, some banks issued trust-preferred securities, which have characteristics of both debt and equity, to raise capital. [read post]
17 Jul 2013, 1:43 pm
The Wisconsin law that restricts preneed funeral trusts to depository accounts cuts both ways for the Receiver. [read post]
21 Aug 2017, 9:05 pm
” [Baker Hostetler, JD Supra] Trusts and the offshore wealth trade: from Edmund Burke to the Cayman Islands [Graham McAleer, Law and Liberty] Tags: banks, debtor-creditor law, securities litigation, Wall Street, wills and trusts Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
