Search for: "The Depository Trust "
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12 Mar 2011, 9:48 am
The 2010 reporting forms were changed to reflect SB1682’s elimination of depository accounts. [read post]
27 Jul 2011, 2:29 am
On file with the Superior Court of Justice pursuant to Section 2 of the Estates Act, which establishes a Wills depository administered by local Court offices. [read post]
10 Dec 2020, 6:57 am
Missouri municipalities are restricted to investing their care funds in government bonds and depository accounts. [read post]
10 Mar 2007, 11:10 am
I was unable to find the firm through an SEC Investment Adviser Registration Depository under the name of the firm whose website the above solicitation appeared on. [read post]
16 Oct 2010, 8:41 am
If the seller has offered insurance, trust and depository accounts, then plan on three drawers of documents. [read post]
19 Feb 2018, 11:05 am
The Iowa Insurance Division has proposed the following amendments and additions to its securities rules: Adds a merger acquisition exemption from licensing for qualified broker-dealers; Iowa adopts the NASAA model rule’s merger acquisition broker exemption; Changes its business continuity and succession plan rule for investment advisers from a licensing to an examination requirement; Mandates the use of NASAA’s Electronic Filing Depository (EFD) for unit investment… [read post]
2 Feb 2015, 4:27 pm
" The report also examines the enforcement of corruption related offences in the United States, the United Kingdom and Australia.The Weekly Checklist includes a listing of titles made available by the Parliament of Canada, federal departments, and Statistics Canada to the Depository Services Program for distribution to a network of Depository Libraries in Canada and abroad. [read post]
13 May 2019, 11:44 am
With a non-guaranteed contract, the consumer simply applies the trust or depository account to the costs of the funeral. [read post]
13 May 2019, 11:44 am
With a non-guaranteed contract, the consumer simply applies the trust or depository account to the costs of the funeral. [read post]
18 Dec 2015, 12:12 pm
The final rule also issued a temporary exclusion from Regulation Q for savings and loan holding companies that are trusts and depository institution holding companies that are employee stock ownership plans – until the Board can propose appropriate rules for such entities. [read post]
9 Jul 2015, 9:24 am
According to the bill’s safety and soundness provision, no federally insured depository institution may be an affiliate of, or be in common ownership or control with, or qualify as, an insurance company, securities entity, or swaps entity. [read post]
7 May 2018, 10:25 pm
Berndt, Robins Kaplan LLP, pro hac vice.National Collegiate Student Loan Trust 2003-1, National Collegiate Student Loan Trust 2004-1, National Collegiate Student Loan Trust 2004-2, National Collegiate Student Loan Trust 2005-1, National Collegiate Student Loan Trust 2005-2 & National Collegiate Student Loan Trust 2005-3, Defendants, represented by Stuart M. [read post]
30 Mar 2010, 5:00 am
In such a case, each trust, estate or account is a distinct holder of record for purposes of Sections 12(g) and 15(d). [read post]
22 Mar 2018, 7:29 am
An industry player—Gemini Trust Company. [read post]
27 Jul 2021, 6:37 am
Today, a single firm—the National Securities Clearing Corporation (NSCC)—is the only remaining clearinghouse, while another—the Depository Trust Corporation (DTC)—is the only remaining depository. [read post]
25 Aug 2008, 11:16 am
The Depository Trust and Clearing Corp. (9th Circuit) (opinion in full text) [read post]
16 Jun 2012, 12:25 pm
The testimonies presented great information about cyber attacks on the industry, particularly those of:Michele Cantley, Regions BankMark Clancy, Depository Trust and Clearing CorporationJames Woodhill, YourMoneyIsNotSafeInTheBank.orgThe webcast and other testimonies are available here. [read post]
30 Sep 2008, 8:04 pm
(4) The managing agent discloses to the board of directors of the association the nature of the account, how interest will be calculated and paid, whether service charges will be paid to the depository and by whom, and any notice requirements or penalties for withdrawal of funds from the account [read post]
23 Jul 2010, 3:36 pm
The FDIC insurance coverage limit applies per depositor, per insured depository institution for each account ownership category. [read post]
26 Sep 2014, 7:11 pm
The working group said that one significant problem in the vote confirmation process is where votes are submitted in excess of what the tabulator knows to be the maximum share position for a nominee at the Depository Trust Co. [read post]
