Search for: "The Nasdaq Stock Market LLC"
Results 21 - 40
of 189
Sort by Relevance
|
Sort by Date
4 Jul 2022, 7:46 pm
The Flash Crash, Interactive Brokers, Two Hedge Funds, John Does, and Homer Simpson's Appetite for Donuts (BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
19 Jun 2022, 7:17 pm
NYC’s shares closed at $5.94 per share yesterday, according to Market Watch. [read post]
15 Jun 2022, 6:22 am
On May 17, 2022, the Nasdaq Stock Market announced that it would delist the common stock of GWG Holdings, Inc. [read post]
2 Jun 2022, 7:30 pm
On September 7, 2021, GWG announced it has appealed the delisting of its stock by the Listing Qualifications Department of the Nasdaq Stock Market. [read post]
28 May 2022, 12:02 pm
In Nasdaq Stock Market LLC v. [read post]
26 May 2022, 5:09 am
” Petitioners NASDAQ Stock Market LLC challenged the new rule by alleging it was “arbitrary and capricious and contrary to the goals and policies of the Securities Exchange Act. [read post]
25 May 2022, 6:22 am
The panel concluded that the Commission reasonable concluded that the rule would promote its stated goal and that the agency carefully considered the costs and benefits to the public interest (The Nasdaq Stock Market LLC v. [read post]
13 Apr 2022, 6:00 am
In my paper, Disclosing Corporate Diversity, I use machine-learning techniques to analyze 3,461 CSR/ESG reports for 1,288 public companies listed on Nasdaq Stock Market LLC (Nasdaq) and the New York Stock Exchange (NYSE) for the five-year period between 2017 and 2021. [read post]
13 Apr 2022, 6:00 am
In my paper, Disclosing Corporate Diversity, I use machine-learning techniques to analyze 3,461 CSR/ESG reports for 1,288 public companies listed on Nasdaq Stock Market LLC (Nasdaq) and the New York Stock Exchange (NYSE) for the five-year period between 2017 and 2021. [read post]
15 Feb 2022, 2:05 pm
GigAcquisitions3, LLC. [read post]
14 Feb 2022, 7:24 am
GWGH Nasdaq Delisting GWG Holdings announced on September 7, 2021 that it has “successfully appealed a notice of delisting” by the Nasdaq Stock Market, but according to a Form 10-K filed on November 5, it may not be enough. [read post]
19 Jan 2022, 2:35 am
On September 7, 2021, GWG announced it has appealed the delisting of its stock by the Listing Qualifications Department of the Nasdaq Stock Market. [read post]
14 Jan 2022, 8:02 am
Private Placements A private placement is an investment in a company that does not offer its shares on a public market such as the NASDAQ or NYSE. [read post]
11 Jan 2022, 7:10 am
Increasing market size and opportunity for eDiscovery-centric revenue with decreasing number of providers able to service the market, take advantage of the opportunity, and extract revenue. [read post]
22 Dec 2021, 9:15 pm
The three dominant stock exchange families (particularly NYSE and NASDAQ) also have a stake in this rule, given that it is likely to prohibit similar broker inducements paid by stock exchanges. [read post]
2 Nov 2021, 1:04 am
On July 9, 2018, American Finance Trust (AFIN) announced that it had conducted a 2-1 reverse stock split and changed its common stock to Class A common stock as part of its “phased liquidity plan,” which is intended to reduce prospective selling pressure immediately following the listing of AFIN’s Class A common stock on the NASDAQ. [read post]
12 Sep 2021, 4:54 pm
And we wrote in another recent post, the SEC Approved Nasdaq’s Race and Gender Board Disclosure Rules there are private initiatives. [read post]
30 Aug 2021, 11:18 am
Cowen and Company, LLC and Needham & Company, LLC served as non-exclusive lead capital markets advisors to Cellebrite. [read post]
20 Aug 2021, 9:48 am
On August 6, 2021, the Securities and Exchange Commission (“SEC”) approved Nasdaq’s Board Diversity Rule (Nasdaq Stock Market LLC Rules 5605(f) and 5606), which requires listed companies to have at least two diverse board members or to explain their failure to meet the requirement, with some exceptions. [read post]
10 Aug 2021, 9:12 am
Nasdaq Stock Market LLC filed a proposed rule in December 2020 imposing certain board diversity requirements for its listed companies, then filed an amended proposal in March 2021. [read post]
