Search for: "The Regulatory Review Staff"
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9 Oct 2009, 11:15 am
The Ontario Securities Commission (OSC) released a notice today respecting the review by OSC staff of the regulatory requirements for stock exchanges and alternative trading systems and their practices. [read post]
5 Feb 2024, 1:44 pm
Best Practices When Cooperating with Staff Contacting the federal agency likely to review a transaction before submitting an HSR filing is increasingly becoming part of merger review practice. [read post]
30 Mar 2021, 12:19 pm
By Anne Sherry, J.D.In a new risk alert, staff of the SEC’s Division of Examinations shared their observations from examinations of broker-dealers and mutual funds regarding their compliance with anti-money-laundering (AML) regulatory requirements. [read post]
4 Mar 2021, 9:03 pm
The spending package will not require districts to make an agreement with teacher’s unions or vaccinate all staff before reopening, but does set aside 10 percent of the state’s vaccine supply for school teachers and staff. [read post]
3 Oct 2023, 7:56 am
With 90 days to reach a decision, the FCC staff will no doubt be undertaking immediate review of all of the issues on the table in this review. [read post]
22 Oct 2020, 9:05 pm
Department of Health and Human Services (HHS) staff despite objections from CDC scientists. [read post]
19 Aug 2014, 2:05 pm
In its report, the staff notes that, in addition to providing Form PF data to FSOC for use in its systemic-risk-monitoring obligations, the Commission itself uses Form PF information in its regulatory programs and investor-protection efforts. [read post]
13 Jan 2022, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
12 Oct 2010, 5:51 am
Getting Ready for Your Next Proxy Statement: Staff Comments on Governance Disclosure Over the last few months, we have been so focused on Dodd-Frank Act and its regulatory aftermath, I think that now more than ever we should dedicate some continuing attention to what the Staff has been asking for in issuer disclosures through the review process, particularly given the Staff's general view (notably expressed at last year's Proxy Disclosure… [read post]
28 Feb 2010, 1:18 am
Specifically, I am interested to hear their thoughts on the disclosure document review process which is no where near uniform or expedient. [read post]
23 Jul 2017, 9:20 pm
In this series, The Regulatory Review presents eight essays by leading legal scholars and practitioners, as well as members of The Regulatory Review staff, commenting on the Court’s most significant regulatory decisions from this past term. [read post]
8 Sep 2020, 10:00 pm
The NRC staff published Regulatory Issue Summary (RIS) 2020-02 on August 31 requesting potential advanced reactor applicants to provide information on their plans for engaging with the agency during fiscal years (FYs) 2023 through 2025. [read post]
8 Sep 2020, 10:00 pm
The NRC staff published Regulatory Issue Summary (RIS) 2020-02 on August 31 requesting potential advanced reactor applicants to provide information on their plans for engaging with the agency during fiscal years (FYs) 2023 through 2025. [read post]
8 Sep 2020, 10:00 pm
The NRC staff published Regulatory Issue Summary (RIS) 2020-02 on August 31 requesting potential advanced reactor applicants to provide information on their plans for engaging with the agency during fiscal years (FYs) 2023 through 2025. [read post]
8 Sep 2020, 10:00 pm
The NRC staff published Regulatory Issue Summary (RIS) 2020-02 on August 31 requesting potential advanced reactor applicants to provide information on their plans for engaging with the agency during fiscal years (FYs) 2023 through 2025. [read post]
8 Sep 2020, 10:00 pm
The NRC staff published Regulatory Issue Summary (RIS) 2020-02 on August 31 requesting potential advanced reactor applicants to provide information on their plans for engaging with the agency during fiscal years (FYs) 2023 through 2025. [read post]
8 Sep 2020, 10:00 pm
The NRC staff published Regulatory Issue Summary (RIS) 2020-02 on August 31 requesting potential advanced reactor applicants to provide information on their plans for engaging with the agency during fiscal years (FYs) 2023 through 2025. [read post]
25 Sep 2018, 1:49 pm
CMS has issued a proposed rule intended streamline the Medicare and Medicaid regulatory burden on numerous types of providers and suppliers. [read post]
22 Apr 2012, 10:15 pm
Federal Energy Regulatory COmmission because the FERC denied a request for permission to charge market-based rates for shipping oil through its pipeline even though FERC’s expert staff examined the market and deemed this case a “slam dunk” for allowing Mobil to charge market-based rates. [read post]
7 Apr 2016, 9:51 pm
In a paper recently published in the Administrative Law Review Accord, Batkins explored Congress’ move towards a regulatory budget as a means of reasserting its constitutional authority in the face of regulatory interventions over the past few years. [read post]
