Search for: "The Variable Annuity Life Insurance Company"
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3 Feb 2011, 7:35 am
The defendant/respondent life insurance/investment-advisory Representative encouraged the good professor to liquidate hundreds of thousands of dollars in mutual funds and to invest those funds in to “viaticals,” in addition to an ever-rotating team of variable annuities. [read post]
25 May 2009, 4:30 pm
Manulife, a Canadian company is the parent of US insurer John Hancock and Canada Life is a former structured settlement annuity issuer. [read post]
18 Jul 2022, 1:55 pm
The Securities and Exchange Commission today announced fraud charges against Equitable Financial Life Insurance Company for providing account statements to about 1.4 million variable annuity investors that included materially misleading statements and…Read the Full Press ReleaseHave a securities law question? [read post]
2 Oct 2007, 4:39 pm
In today's Wall Street Journal the "fund fiend" Ian McDonald joins the growing list of investment writers who are coming around to that old time religion of using immediate annuities to eliminate "mortality risk" by transferring the risk of out living your assets to a life insurance company. [read post]
21 Apr 2014, 3:45 pm
Although life insurance companies first offered equity-indexed annuities during the mid-1990's to compete with indexed mutual funds, Pacific Life's ILAAPR represents the first U.S. equity-indexed structured settlement option. [read post]
17 Mar 2014, 6:25 am
In the Matter of David Eckess, Respondent (AWC 2012031084801, March 12, 2014).Eckess first became registered with a FINRA member firm in 1985 and during the times relevant to this matter, he was registered through Morgan Stanley, Inc.Friends With BeneficiaryThe AWC asserts that in November 2011, Eckess agreed to being named the replacement (and sole) beneficiary on two Allstate Life Insurance Company variable annuities worth about $94,000 and held by a… [read post]
6 Jun 2017, 12:32 pm
She was previously employed at LPL Financial LLC (8/2006 – 4/2015), Commonwealth Financial Network (7/1998 – 8/2006), American Express Financial Advisors (6/1992 – 7/1998), and IDS Life Insurance Company (06/1992 – 7/1998). [read post]
19 Dec 2014, 2:44 pm
From September 2009, to May 2011, SWS Financial derived the majority of its income from its business lines selling equities, mutual funds, variable life insurance or annuities, and municipal securities. [read post]
24 Nov 2009, 8:35 am
" Still a variable annuity. [read post]
21 Feb 2019, 6:57 am
By Amy Leisinger, J.D.Several industry groups have voiced support for the SEC’s proposal to permit issuers of variable annuity contracts and variable life insurance contracts (together, VIPs) to use a summary prospectus to satisfy their statutory prospectus delivery obligations. [read post]
11 Jul 2018, 2:14 pm
The majority of these complaints concern the misrepresentation and unsuitable recommendation of variable annuities, equity indexed annuities, and Variable Universal Life (VUL) insurances. [read post]
15 Dec 2008, 5:30 pm
" It's true that certain kinds of life insurance and annuity contracts (called "variable" in the trade) comprise a "sub account" which mimics a mutual fund, but they are first and foremeost insurance products, and need to be viewed as such.Why is this so important? [read post]
31 Jul 2020, 10:00 am
The Variable Annuity Life Insurance Company (VALIC), a unit of AIG, recently agreed to pay a $20 million settlement related to an action brought by the Securities and Exchange Commission. [read post]
10 Sep 2017, 6:00 pm
If I buy an annuity from the insurance company for $100,000 and under the terms of that contract I immediately begin receiving monthly payments from the company, that is an immediate annuity. [read post]
19 Jul 2022, 12:21 pm
The company also agreed to revise how it presents fee information in its variable annuity account statements. [read post]
14 May 2015, 12:51 am
If you have an annuity with Nationwide Life you may want to read this. [read post]
10 Nov 2021, 8:13 am
In April, 2021, Silver Law Group and the Law Firm of David Chase filed the first arbitration claims on behalf of investors who lost virtually their entire life savings in fixed and variable annuity insurance products sold by Northstar Financial Services (Bermuda). [read post]
2 Feb 2007, 5:04 am
The SEC claims that Clarion Management and Fife allegedly took part in a fraudulent scheme to buy variable annuity contracts issued by the Lincoln National Life Insurance Company for Clarion Capital LP. [read post]
31 Jul 2020, 12:35 pm
Variable annuities are big business and insurance companies and retirement planners sell billions of annuities each year. [read post]
17 Feb 2008, 3:45 pm
(b) In some cases older Injured parties with better insurability, or lawyers structuring their attorney fees, can take a life only annuity or shorter term certain and life annuity paired with a term insurance policy. [read post]
