Search for: "Thomas Egan"
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10 May 2024, 9:00 am
Tallent of counsel), for appellants.The West Firm, PLLC, Albany (Thomas S. [read post]
10 May 2024, 9:00 am
Tallent of counsel), for appellants.The West Firm, PLLC, Albany (Thomas S. [read post]
27 Aug 2023, 7:49 pm
Western International Allegedly Failed to Supervise REIT Sales June 2022 – The Securities and Exchange Commission charged Western International Securities and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail… [read post]
29 Jun 2023, 1:27 am
Eli Stokols, Jonathan Lemire, and Lauren Egan report for POLITICO. [read post]
17 Jun 2022, 12:03 pm
The subject of the Complaint was Western International Securities, and five of its registered brokers, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan. [read post]
17 Jun 2022, 7:23 am
According to a press release on June 16, 2022, the Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail investors. [read post]
16 Jun 2022, 8:53 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds to retirees and… [read post]
16 Jun 2022, 7:05 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan –…Read the Full Press ReleaseHave a securities law question? [read post]
28 Apr 2022, 5:45 am
Egan (1962), that Worcester’s main thrust had been undercut by “subsequent developments. [read post]
9 Apr 2021, 10:50 am
” Ken Thomas and Jess Bravin of The Wall Street Journal report that “Biden Orders Creation of Commission to Study Supreme Court Changes; White House says new body will study reforms including the possibility of increasing the size of the court. [read post]
18 Oct 2019, 3:00 am
National/Federal After Arrest of Giuliani Associates, FEC Chair Says Commission Struggling to Enforce Rules The Hill – Justin Wise | Published: 10/14/2019 FEC Chairperson Ellen Weintraub lamented the agency’s inability to enforce campaign finance law, saying in an interview there “may well be a lot of money that is slipping into our system that we just don’t know about. [read post]
15 Oct 2019, 3:00 am
Lobbyists Spent $32M This Year to Influence Legislative Session” by Eric Bedner and Will Healy for Manchester Journal Inquirer Procurement Michigan: “Lights Turn Green for Traffic Signal Company That Hired MDOT Director” by Paul Egan for Detroit Free Press The post Tuesday’s LobbyComply News Roundup appeared first on LobbyComply. [read post]
23 May 2019, 11:09 am
Egan, The Catalytic Effect of IMF Lending: Evidence from Sectoral FDI Data Daina Chiba & Tobias Heinrich, Colonial Legacy and Foreign Aid: Decomposing the Colonial Bias Elise Must & Siri Aas Rustad, “Mtwara will be the New Dubai”: dashed expectations, grievances, and civil unrest in Tanzania Bernhard Reinsberg, Thomas Stubbs, Alexander Kentikelenis & Lawrence King, The political economy of labor market deregulation during IMF interventions Research… [read post]
2 Apr 2017, 1:01 am
Egan takes an important step in remedying this omission. [read post]
23 Oct 2016, 4:36 am
Additional Resources: Wells Fargo made me work overtime — without extra pay, Sept. 30, 2016, By Matt Egan, CNNMoney Richardson v. [read post]
16 Sep 2016, 6:18 am
County lawyers appealed Thomas’ decision. [read post]
12 Sep 2016, 6:45 am
Commentary comes from Rick Hasen, who at his Election Law Blog notes that Justices Clarence Thomas and Samuel Alito recorded their dissent from the ruling and posits that these two Justices “have become more assertive in expressing their views since the February death of Justice Scalia,” dividing the Court into “three ideological camps. [read post]
5 May 2016, 3:31 am
As Ryan Goodman and Thomas Earnest observed, “‘areas of active hostilities’ is a term of art, as far as we can tell, developed by the administration at an unknown date, and not found in international law. [read post]
19 Nov 2015, 2:22 pm
In Germany, Interior Minister Thomas de Maizière, who disagrees with Chancellor Angela Merkel’s staunch support for accepting refugees, has warned against making connections between refugee inflows and terrorism. [read post]
15 Nov 2015, 9:01 am
Egan, 2015 Pa. [read post]
