Search for: "Thomas Egan" Results 41 - 48 of 48
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27 Aug 2023, 7:49 pm by The White Law Group
Western International Allegedly Failed to Supervise REIT Sales  June 2022 – The Securities and Exchange Commission charged  Western International Securities and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail… [read post]
26 Feb 2013, 6:17 pm by Alan Rozenshtein
Justice Alito wrote the opinion of the court, and was joined by Chief Justice Roberts and Justices Scalia, Kennedy, and Thomas. [read post]
23 Jan 2015, 4:44 am by Bridget Crawford
Dempsey m2dempsey Villanova Stephen Diamond StephenFDiamond Santa Clara Darby Dickerson darbydickerson Texas Tech Amy Dillard adillard Baltimore Paul Diller dilleradollar Willamette Jim Dimitri profdimitri Indiana-McKinney John DiPippa jmdipippa Arkansas-Little Rock Scott Dodson ProfDodson Hastings Sean Patrick Donlon spdonlan Limerick (Ireland) Richard Dooling RichardDooling Nebrask Josh Douglas JoshuaADouglas Kentucky Randy Dryer medialawguy Utah Mary Dudziak marydudziak Emory Suzanne… [read post]
6 Feb 2015, 6:00 am by Bridget Crawford
Dempsey m2dempsey Villanova Stephen Diamond StephenFDiamond Santa Clara Darby Dickerson darbydickerson Texas Tech Amy Dillard adillard Baltimore Paul Diller dilleradollar Willamette Jim Dimitri profdimitri Indiana-McKinney John DiPippa jmdipippa Arkansas-Little Rock Scott Dodson ProfDodson Hastings Sean Patrick Donlon spdonlan Limerick (Ireland) Fiona Donson Fdonson  Univ College Cork Richard Dooling RichardDooling Nebrask Josh Douglas JoshuaADouglas Kentucky Randy Dryer medialawguy Utah Mary… [read post]
18 Oct 2019, 3:00 am by Jim Sedor
National/Federal After Arrest of Giuliani Associates, FEC Chair Says Commission Struggling to Enforce Rules The Hill – Justin Wise | Published: 10/14/2019 FEC Chairperson Ellen Weintraub lamented the agency’s inability to enforce campaign finance law, saying in an interview there “may well be a lot of money that is slipping into our system that we just don’t know about. [read post]