Search for: "Tilton v. SEC" Results 1 - 20 of 31
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13 Sep 2016, 4:57 am by John Jascob
Tilton’s latest complaint attacks the Commission’s administrative law judge regime as unconstitutional on equal protection grounds, in addition to attacking the SEC’s procedures as unconstitutionally infringing on the due process rights of respondents in SEC administrative proceedings (Tilton v. [read post]
20 Jun 2017, 8:07 am by John Jascob
By Joanne Cursinella, J.D.The SEC’s Division of Enforcement no longer seeks disgorgement of approximately $45 million in “ill-gotten gains” from the respondents in their administrative proceeding, In the Matter of Lynn Tilton, et al., because of the Supreme Court’s recent holding in Kokesh v. [read post]
23 Jun 2016, 5:00 am by John Jascob
Tonkovic, J.D.A motion requesting permission to file a joint petition for rehearing has been filed in Tilton v. [read post]
6 Jul 2015, 6:50 am by John Jascob
Tilton, who opted to appeal the denial of a preliminary injunction by District Judge Ronnie Abrams earlier this week, will likely raise subject matter jurisdiction issues akin to those argued by Bebo’s lawyers in the federal appeals court in Chicago last month (Tilton v. [read post]
17 Oct 2016, 7:09 am by John Jascob
Tilton and her companies must now defend against an SEC administrative proceeding that commences on October 24 (Tilton v. [read post]
2 Jun 2016, 4:16 am
On June 1, 2016, the United States Court of Appeals for the Second Circuit ("2Cir") announced its decision on the appeal by Plaintiffs in the high-profile Tilton v. [read post]
29 Dec 2016, 3:42 am by Broc Romanek
Back in September, the US Supreme Court denied cert in the Tilton case based on a constitutionality argument of the SEC’s administrative law judge framework. [read post]
2 Jun 2016, 10:02 am
 READBREAKING NEWS: 2nd Circuit Delivers Blow To Tilton AppealOn June 1, 2016, the United States Court of Appeals for the Second Circuit announced its decision on the appeal by Plaintiffs in the high-profile Tilton v. [read post]
3 Apr 2017, 8:23 pm by Kate Howard
The petition of the day is: Tilton v. [read post]
14 Apr 2015, 4:50 pm by Kevin LaCroix
Importantly, had Tilton and Patriarch applied the required valuation methodology, the SEC alleges that “management fees and other payments to Tilton and her entities would have been reduced by almost $200 million, and investors would have gained more control over the Funds’ activities … By applying her own undisclosed discretionary valuation methodology, Tilton created a major conflict of interest. [read post]