Search for: "Time Sales Finance Corporation, in the Matter of"
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11 Jan 2024, 6:31 am
Common examples include a loss on the sale of an asset or the effect of changes in foreign exchange rates. [read post]
11 Jan 2024, 6:31 am
Common examples include a loss on the sale of an asset or the effect of changes in foreign exchange rates. [read post]
3 Jan 2024, 9:01 pm
The Secondary Capital Raising Review into how companies listed in the UK could raise equity financing more quickly and at less expense (on which we reported here) continues to be implemented. [read post]
28 Dec 2023, 3:30 am
Faces of HR: Don Robertson on Building an Ecosystem of Connectivity, Culture & Talent Before Don Robertson segued into HR, he launched and spent half his career in accounting, finance, and sales. [read post]
6 Dec 2023, 2:35 am
Although China is not a common law jurisdiction, the judgments published by the Supreme People’s Court from time to time do provide referenceable guidance to juridical practice in China. [read post]
29 Nov 2023, 9:01 pm
There were two types of actions with significant year-over-year increases: securities offering matters (55% increase) and broker-dealer matters (30% increase). [read post]
20 Nov 2023, 4:21 am
A poignant reminder of the importance of not only corporate separateness, but also timely filing of opposition papers. [read post]
15 Nov 2023, 6:26 am
The SEC charged six officers, directors, and major shareholders of public companies for failing to file timely reports. [read post]
14 Nov 2023, 9:01 pm
The SEC charged six officers, directors, and major shareholders of public companies for failing to file timely reports. [read post]
8 Nov 2023, 6:00 am
Handling corporate functions such as entity management, board management and matter management can be complicated and time-consuming. [read post]
2 Nov 2023, 4:00 am
Mercurio serves as outside general counsel on matters related to corporate law, M&A, and other lifecycle business transactions. [read post]
27 Oct 2023, 4:00 am
But their work also underscores how much of the political fight around the nascent war is being done on the fly; and how much is being waged in unconventional theaters: college campuses, corporate boardrooms, K Street offices. and Capitol Hill restaurants. [read post]
24 Oct 2023, 9:50 am
But who needs authority or dignity where one speaks to matters of compliance? [read post]
20 Oct 2023, 2:40 pm
. **** SEC Matters SEC Begins Enforcement for Violations of the New Marketing Rule. [read post]
6 Oct 2023, 1:37 am
What matters is the messaging in your video. [read post]
5 Oct 2023, 9:01 pm
Today corporate crime intersects with our national security – in everything from terrorist financing, sanctions evasion, and the circumvention of export controls, to cyber- and crypto-crime. [read post]
3 Oct 2023, 9:01 pm
July 5, 2023, settled) The SEC settled claims with a Utah-based molecular diagnostic company, its CEO and its Head of Corporate Communications and Investor Relations (HCCIR) for issuing two allegedly misleading press releases in advance of a securities offering. [read post]
30 Sep 2023, 1:40 am
Many of our cases focused on sanctions evasion by designated oligarchs, and, to that extent, involved deep investigation of personal finances and asset tracing, which included investigations of fine art. [read post]
28 Sep 2023, 3:25 am
Yesterday, Corp Fin issued an announcement titled Division of Corporation Finance Actions in Advance of a Potential Government Shutdown, providing guidance on Corp Fin’s operations during the shutdown and various considerations for filing matters that would inevitably arise in the event of a lapse in appropriations and the resulting furlough of the SEC Staff during the pendency of a shutdown. [read post]
22 Sep 2023, 12:47 pm
High-pressure sales tactics: Avoid lawyers who pressure you into signing agreements or making hasty decisions without fully understanding your options. [read post]
