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23 Sep 2020, 1:31 am
“The banking system fundamentally depends on trust, and the titans of the banking industry should ask themselves: how long will the average investor continue to entrust banks with their hard-earned savings when the picture that emerges is one of banks that turn a blind eye on fraud perpetrated through their accounts, even after they become aware of it? [read post]
21 Aug 2023, 8:12 am
“Titan’s advertisements and disclosures painted a misleading picture of certain of its strategies for investors. [read post]
5 Sep 2023, 7:00 am
While Titan embedded links within the advertisement to “Disclosures” and “Track Record” that investors could click on, the SEC emphasized that there was no language in the advertisement itself alerting investors that they should click the links for more information about the risks and limitations of the advertised hypothetical performance. [read post]
15 Sep 2007, 12:15 pm
From Gulf News, on the business of Facebook:Peter Thiel, a founder of PayPal, the online funds transfer system who is Facebook's second biggest investor, says the company's backers think it is worth $8 billion-$10 billion.Are predictions that Facebook will join the ranks of Google and Yahoo atop the list of internet titans merely a symptom of a new internet bubble around online media companies? [read post]
1 Aug 2021, 10:04 am
FINRA's Restricted Firm Rule: Two SEC Commissioners Toast the Sinking of the Titanic (BrokeAndBroker.com Blog)Statement on Investor Protection Related to Recent Developments in China by SEC Chair Gary GenslerPrepared Remarks for National Whistleblower Day Celebration by SEC Chair Gary GenslerU.S. [read post]
2 Oct 2023, 2:10 am
Whether an employer, employee or commercial real estate investor, it is time to accept that full-time in-office work is dying. [read post]
1 Aug 2012, 7:19 am
Bacon's decision to return about $2 billion to his investors is a victory of sorts for the technocrats - for now at least. [read post]
10 Dec 2010, 3:33 pm
Russel Abrams, a hedge fund manager currently being sued for reportedly misleading investors at Titan Capitol Group, had had a history of sexual harassment. [read post]
4 May 2015, 5:00 am
It’s just that most investors do not expect to pay for a manager’s office expenses. [read post]
30 Aug 2023, 5:03 am
Titan Global’s target audience was retail investors which requires heightened disclosure. [read post]
27 Jan 2011, 7:23 pm
[Update: it looks like the trustees see that it's checkmate once the investors get to the collective action threshold and are finally squeezing the servicers. [read post]
18 Nov 2018, 6:24 am
Former Titan Securities advisor Walter Parker (Parker) has been subject to at least eight customer complaints. [read post]
31 Dec 2019, 8:21 am
Parker Titan Securities, The post Walter W. [read post]
30 Apr 2015, 2:17 pm
The SEC further alleged that Alpha Titans, McCormack and Kaeser sent investors audited financials that did not disclose that approximately $3 million of expenses pertained to transactions involving affiliates of McCormack. [read post]
27 Jan 2012, 12:18 pm
Isn't it about time to stop rearranging chairs on the Transgenic Titanic? [read post]
14 Oct 2011, 2:46 pm
The news yesterday largely belonged to insider trading and namely the sentencing of former hedge fund titan Raj Rajaratnam, who received 11 years in prison, the longest-ever term imposed in an insider trading case in the U.S. [read post]
8 Dec 2011, 4:35 pm
.” Moreover, they believed that the Protect IP Act was “ripe for abuse” and had “limited oversight and due process” and would put American innovators and investors at a “clear disadvantage in the global economy.” The next iteration was the Stop Online Piracy Act, or SOPA. [read post]
29 Jul 2010, 7:48 am
At the same time, the company assured investors that Miller was leaving on good terms. [read post]
7 Dec 2010, 5:00 am
RMS Titanic The hard work has begun as federal regulators are trying to implement the provisions of Dodd-Frank. [read post]
21 Apr 2014, 6:30 am
Yahoo, Google, Facebook, Home Depot—these are just some of the titans of today’s corporate America that, at an earlier stage of their development, were first backed by angel investors. [1] Equally impressive are some of the statistics about the impact of angel investing—by one estimate, in the first half of 2013 alone, angels invested approximately $9.7 billion in over 28,000 ventures, with over 111,000 new jobs created as a result of these investments. [2] … [read post]
