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8 Jul 2020, 9:57 am by Renae Lloyd
The type of securities is purportedly equity and according to the Reg D, the total offering amount was purportedly $16,000,008. [read post]
14 May 2018, 1:22 pm by Silver Law Group
Valdini was previously employed at Worden Capital Management from 2014 to 2016 and at A&F Financial Securities, Inc. from 2008 to 2014. [read post]
8 Jul 2009, 2:39 pm
  Treasury will also provide debt financing up to 100% of the total equity of the PPIF. [read post]
18 Apr 2017, 7:27 am by Renae Lloyd
American Realty Capital Hospitality Trust Inc., a publicly registered non-traded real estate investment trust, changed its name to Hospitality Investors Trust Inc. following its transition to a standalone self-managed REIT. [read post]
28 Apr 2022, 10:52 am by The White Law Group
  The White Law Group is currently representing investors in claims against their brokerage firms for improperly recommending high risk GWG L Bonds, sponsored by asset manager GWG Holdings Inc. [read post]
15 Jun 2010, 5:16 pm by Brett Alcala
IMH Secured Loan Fund, LLC, IMH Financial Corporation, Investors Mortgage Holdings, Inc., IMH Holdings, LLC, IMH Management Services, LLC, Shane Albers, William Meris and Steven Darak (the "IMH Defendants"), before the United States District Court for the District of Arizona (the "Wood Action"), as well as an application to enjoin the vote from proceeding. [read post]
15 Jun 2010, 6:16 pm
IMH Secured Loan Fund, LLC, IMH Financial Corporation, Investors Mortgage Holdings, Inc., IMH Holdings, LLC, IMH Management Services, LLC, Shane Albers, William Meris and Steven Darak (the "IMH Defendants"), before the United States District Court for the District of Arizona (the "Wood Action"), as well as an application to enjoin the vote from proceeding. [read post]
19 Mar 2014, 7:50 pm
The expert is president of Atlas Safety & Security Design Inc. and notes that "It’s a big deal for an architectural magazine to focus on the problems of building security." [read post]
21 May 2023, 12:07 pm by Kevin LaCroix
One of the significant contributing factors to the total number of securities class action lawsuit filings in 2022 was the number of SPAC-related securities suits filed during the year. [read post]
26 May 2020, 6:57 am by Silver Law Group
John Krohn (John Michael Krohn CRD#2722975) is a formerly registered broker who worked for Principal Securities, Inc. [read post]
29 Aug 2013, 11:43 pm by Cynthia Marcotte Stamer
District Court for the Southern District of Ohio has ordered Cascom Inc. back wages and liquidated damages totaling $1,474,266 to approximately 250 cable installers that the court ruled that the Cascom Inc. misclassified as independent contractors in violation of the Fair Labor Standards Act (FLSA). [read post]
27 Jul 2010, 6:24 am by admin
As reported by the Blog of Legal Times, the Securities and Exchange Commission (SEC) has awarded $1 million to Glen Kaiser and Karen Kaiser who blew the whistle on insider trading committed by Pequot Capital Management, Inc. [read post]
2 Jan 2024, 1:33 pm by The White Law Group
  JER Investors manages a portfolio of mortgage-backed securities and various debts linked to commercial real estate. [read post]
12 Jun 2012, 7:14 am by D. Daxton White
The Securities and Exchange Commission today charged investment management company OppenheimerFunds Inc. and its sales and distribution arm with making misleading statements about two of its mutual funds struggling in the midst of the credit crisis in late 2008. [read post]
12 Jun 2012, 7:14 am by D. Daxton White
The Securities and Exchange Commission today charged investment management company OppenheimerFunds Inc. and its sales and distribution arm with making misleading statements about two of its mutual funds struggling in the midst of the credit crisis in late 2008. [read post]
26 Jul 2017, 7:39 am by Renae Lloyd
The company’s portfolio is comprised of eight properties with a total investment cost of $229.2 million, according to Summit Investment Research. [read post]
28 Aug 2015, 10:44 am by Samantha E. Thompson
LLC (Pimco) announced that it had received a Wells notice from the Securities and Exchange Commission concerning the valuation of certain nonagency mortgage-backed securities in its popular, exchange-traded Pimco Total Return ETF fund. [read post]