Search for: "Tower Research Capital LLC"
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22 Apr 2024, 1:11 pm
Yet, a growing chorus of capital markets and private equity experts is now predicting a resurgence of IPOs, and particularly private equity-backed IPOs. [read post]
15 Feb 2022, 2:05 pm
Ramas Capital M [read post]
24 Jan 2020, 10:34 am
Tower Research Capital – In November 2017, the CFTC recovered $67.4 million from Tower Research Capital for its widespread “spoofing” of equity index futures products traded on the Chicago Mercantile Exchange (CME) and Chicago Board of Trade (CBOT). [read post]
30 Dec 2019, 3:00 pm
Digital Verdict Disco Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP (Pangea) Esquire Solutions First Legal Investigations Forensic Data Services Fronteo FTI Consulting/Technology Gibson Arnold & Associates GlassRatner Advisory & Capital Group LLC Guidepost Solutions LLC H5 Haley Stuart, LLC Hancock… [read post]
3 May 2019, 6:38 am
Kahan, Morrison & Foerster LLP, on Saturday, April 27, 2019 Tags: Cryptocurrency, Financial technology, Howey test, ICOs, SEC, Securities enforcement, Securities regulation Engaging With Your Investors Posted by David Shammai and Kiran Vasantham, Morrow Sodali, on Sunday, April 28, 2019 Tags: Boards of Directors, Engagement, ESG, Institutional Investors, Long-Term value, Stewardship Economic Value Added: What… [read post]
5 Apr 2019, 6:54 am
Digital Verdict Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP Forensic Data Services FTI Consulting/Technology GlassRatner Advisory & Capital Group LLC Gibson Arnold & Associates Guidepost Solutions LLC H5 Hancock Firm HaystackID (Inspired Review) Haley Stuart, LLC Hire Counsel HP (Autonomy) HR… [read post]
10 Feb 2019, 4:05 pm
The Spinoff has a post “How 2018 was the year privacy fought back” Surveillance The Sydney Morning Herald has an opinion piece by Josh Bernstein entitled “In this age of surveillance capitalism, the law is left for dust”. [read post]
30 Dec 2018, 3:03 am
In March, new research showed that music and football right holders had brought the most cases to London's High Court in the preceding year. [read post]
8 Jul 2018, 4:19 pm
ICO The ICO’s Grants Programme has launched a second round of funding to assist in research establishing innovative privacy solutions. [read post]
3 Jun 2018, 2:18 pm
For instance, on March 27, 2018, the top securities regulator in Massachusetts issued consent orders halting five initial coin offerings — including projects that sought to raise capital to assist families affected with cancer and to support the programming for children — based on allegations that the token sales constituted unregistered securities offerings in violation of Massachusetts state law. [read post]
30 Mar 2018, 7:27 am
Tower Research Capital LLC, March 29, 2018, Walker, J.). [read post]
10 Feb 2017, 8:49 am
Tower Research Capital LLC, February 8, 2017, Wood, K.).Overnight trading on platform. [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
11 Sep 2015, 6:16 am
The lawsuit alleges Ciber hired Capital Consultants and one of its principals, John Radcliffe, to lobby within Gov. [read post]
26 Aug 2014, 1:48 pm
Further, as Jeff Bartel, chairman of Benworth Capital Partners LLC points out, “Regulatory constraints remain an impediment for accessing debt financing that borrowers require to acquire or develop property under the traditional levered model. [read post]
1 Mar 2011, 6:22 am
Agrawal may be deported to his native India after his release from prison, Rakoff said.At trial, Agrawal testified under questioning by his own lawyer that he shared information about Societe Generale’s trading software with a Manhattan hedge fund, Tower Research Capital, LLC, where he hoped to create a similar system. [read post]
30 Dec 2010, 2:17 am
The Complainant in Tower Research Capital, LLC, managing member of Limestone Trading, LLC v. [read post]
22 Nov 2010, 7:39 am
Sentencing guidelines provide for a minimum prison term of three years and 10 months and a maximum of four years and nine months.Agrawal testified, under questioning by his own lawyer, Ivan Fisher, that he shared information about Societe Generale’s trading software with a Manhattan hedge fund, Tower Research Capital LLC, where he hoped to create a similar system.Judge Rakoff, who told lawyers he was “puzzled” by Agrawal’s… [read post]
15 Sep 2010, 12:09 pm
But it’s not just the capital markets that have been transformed. [read post]
25 Jan 2010, 5:00 am
S & M NuTec LLC, 245 F.R.D. 429, 438 (C.D. [read post]