Search for: "Transaction Corp." Results 61 - 80 of 4,469
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24 Jun 2015, 3:35 am by Jeff Werbitt
– What has Corp Fin said lately about updating its Corp Fin disclosure guidance? [read post]
22 Oct 2009, 12:09 pm
The Court of Federal Claims yesterday upheld a a LILO transaction in a 159-opinion, distinguishing BB & T Corp. v. [read post]
19 Nov 2020, 3:03 am by Lynn Jokela
Yesterday, Corp Fin announced an update to the Division’s Financial Reporting Manual. [read post]
24 Oct 2012, 2:08 am by Matrix Legal  Information Team
The two appeals concern whether, and if so, in what circumstances, an order or judgment of a foreign court in proceedings to set aside prior transactions, such as preferences or transactions at an undervalue (avoidance proceedings), will be recognised and enforced in England and Wales. [read post]
16 Apr 2008, 5:52 pm
  An approved bank must have an approved instrument, approved mitigation plans with credit release schedules, ledgers for all credit transactions and Corps approval to release credits. [read post]
21 Nov 2011, 12:25 pm by Harrison
-based broker-dealer FTN Financial Securities Corp. for aiding financial advisor firm Sentinel Management Group Inc. in defrauding its clients of an estimated $1.5 milion…” It is alleged that FTN Financial Securities failed to “maintain accurate books and records of Sentinel’s securities transaction liabilities in its 2006 financial statements. [read post]
20 Mar 2023, 11:59 am by The White Law Group
This includes restrictions on currency convertibility, the imposing of taxes or controls on transactions, the limitations of property rights or other legal risks. [read post]
19 Apr 2012, 7:17 am by Ana Badour
TCE Capital Corp., there is a risk of “unintentional subordination”, whereby a lender may unintentionally subordinate its interest as a result of listing permitted liens in credit documentation. [read post]
27 May 2022, 7:57 am by Chris Sutton
This new entity will become the “seller” in the stock purchase transaction. [read post]
28 Aug 2023, 3:20 am by John Jenkins
Corp Fin issued three CDIs back in May addressing some of those issues, and on Friday, Corp Fin issued five more CDIs covering amended Rule 10b5-1 and the insider trading plan disclosure requirements contained in Item 408(a) of Reg S-K. [read post]
10 Jan 2014, 7:39 am by Broc Romanek
Note that the new CDI does not assert that a voting agreement pertaining to other matters (e.g., an agreement to vote in favor of a particular transaction or against other transactions) similarly establishes "voting power" and the consequential "beneficial ownership." [read post]
20 May 2013, 4:45 am by Broc Romanek
Form S-3 - General Instructions I.B.1 to I.B.6 - Transaction Requirements - New Question 116.24 9. [read post]
22 Feb 2007, 2:36 am
Veritas Software Corp. settled an SEC securities fraud action alleging that the company engaged in accounting fraud, including round-trip transactions with AOL to increase revenues. [read post]
1 Aug 2007, 5:07 am
Dow Jones Company announced that it has agreed to be acquired in a merger transaction by Rupert Murdoch's News Corp. for approximately $5.6 billion (see also the Bancroft family statement here). [read post]