Search for: "Troy A. Paredes"
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10 Jun 2008, 1:46 pm
SEC Commissioner Designate Paredes Charts Middle Course for Hedge Fund RegulationSEC Commissioner designate Troy Paredes believes that there is a middle ground on hedge fund regulation between mandatory rules and doing nothing. [read post]
27 Feb 2013, 3:44 am
Maybe Time to Rethink the Framework Last week, SEC Commissioner Troy Paredes - whose term expires in June - delivered this interesting speech about the need to reform the SEC's disclosure framework. [read post]
26 Mar 2009, 11:31 am
(Editor's Note: The post below by Commissioner Troy Paredes is a transcript of remarks by him at the 2009 Southeastern Securities Conference on March 19, 2009 in Atlanta, Georgia.) [read post]
31 Oct 2016, 7:05 am
Former Commissioner Troy Paredes noted concerns in one case with the injunctive relief sought and the use of a corporate negligence theory. [read post]
17 Oct 2006, 5:23 am
Troy A. [read post]
30 Aug 2008, 8:22 pm
This is a concept that one of the Glom's former contributors, Commissioner Troy Paredes (the newest Commissioner on the SEC)(hopefully there's a link between Glom blogging and regulatory appointments) wrote about previously here. [read post]
9 Jun 2011, 2:21 pm
As the SEC Commissioner Troy A. [read post]
27 Jan 2010, 7:33 pm
” At least Troy Paredes isn’t buying it and once again stands nearly alone (Commissioner Casey also voted to reject) for common sense in Washington. [read post]
2 Feb 2010, 8:00 am
Paredes U.S. [read post]
14 Mar 2013, 6:27 am
Troy Paredes (who is expected to leave the Commission this summer) argued that “too much disclosure may actually obscure useful information and result in worse decision-making by investors,” and called for a “top-to-bottom review” of the current disclosure regime. [read post]
20 Nov 2017, 6:26 am
Posted by Troy Paredes, Allie Rutherford, and Sharo Atmeh, CamberView Partners, on Monday, November 20, 2017 Editor's Note: Troy Paredes is a former Commissioner of the U.S. [read post]
8 Sep 2010, 9:45 am
Paredes provides an alternative viewpoint. [read post]
25 Jan 2011, 11:13 am
” Commissioners Kathleen Casey and Troy Paredes dissented. [read post]
19 Apr 2010, 3:32 pm
Republican commissioners Kathleen Casey and Troy Paredes voted against suing, the person said. [read post]
23 Aug 2012, 11:10 am
" It's also true that Commissioner Troy Paredes has invited judicial review of the rule, by, in his dissent, including some of the buzzwords of the Business Roundtable decision, as Bainbridge notes. [read post]
19 Dec 2008, 2:59 am
New SEC Rule Would Regulate Most Indexed AnnuitiesThe SEC adopted a new rule, despite substantial opposition from the insurance industry and over a dissent from Commissioner Troy Paredes, that defines the terms "annuity contract" and "optional annuity contract" under the Securities Act. [read post]
7 Dec 2011, 8:52 am
” As for professors, Eric joins commissioner Troy Paredes, ex Wash U, at the agency. [read post]
23 Apr 2010, 7:33 am
According to the story, Republican appointees Kathleen Casey (a former Hill aide) and Washington Univeristy law professor Troy Paredes, “were skeptical that the evidence showed that Goldman had misled its clients because the investors were big, sophisticated firms who should have known what they were doing. [read post]
17 Aug 2010, 6:44 am
(citing Troy A. [read post]
7 Dec 2011, 8:52 am
” Eric joins commissioner Troy Paredes, ex Wash U, at the agency. [read post]
