Search for: "Troy A. Paredes"
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7 Dec 2011, 8:52 am
” Eric joins commissioner Troy Paredes, ex Wash U, at the agency. [read post]
28 Nov 2011, 2:18 pm
Paredes, of the United States Securities and Exchange Commission. [read post]
17 Nov 2011, 6:04 am
Paredes is speaking now. [read post]
13 Oct 2011, 7:22 am
” Only one SEC member, lone Republican Troy Paredes, objected to the measure. [read post]
12 Oct 2011, 6:57 am
Olson (‘64), Troy A. [read post]
29 Sep 2011, 1:35 am
Although, once that door is opened, you also have to consider the behavioral biases exhibited by regulators along the lines of Professor, and current SEC Commissioner, Troy Paredes’ work here. [read post]
6 Sep 2011, 1:56 am
The key note speakers included SEC Commissioner Troy Paredes, about whose presentation I wrote here; Delaware Supreme Court Chief Justice Myron Steele, whose speech I wrote about here; and SEC Enforcement Division head Robert Khuzami, about whose presentation I wrote here. [read post]
25 Aug 2011, 2:23 pm
" The 'no' votes were entered by Commissioners Kathleen Casey and Troy Paredes, their concerns being that the new rules would weaken corporations' internal compliance programs. [read post]
1 Aug 2011, 12:10 pm
” The program will include presentations by SEC Commissioner Troy Paredes, Professor Lynn Stout (UCLA), Professor Robert Thompson (Georgetown), and two additional speakers chosen via this Call for Papers. [read post]
22 Jul 2011, 7:20 pm
As SEC Commissioner Troy Paredes pointed out in dissenting from adoption of new Rule 14a-11, proxy access marks a considerable displacement of state corporate law by federal securities regulation: Rule 14a-11’s immutability conflicts with state law. [read post]
29 Jun 2011, 5:34 am
In dissent, Commissioners Kathleen Casey and Troy Paredes argued that the new requirements would blur the distinction between registered advisers and so-called “exempt reporting advisers. [read post]
21 Jun 2011, 1:51 am
I am on the ground in Palo Alto this week at the annual Stanford Law School Directors’ College, where the opening speaker on Sunday night was SEC Commissioner Troy Paredes, whose presentation was in the form of a dialog with Stanford Law Professor and former SEC Commissioner Joseph Grundfest. [read post]
20 Jun 2011, 5:00 am
Paredes of the Securities and Exchange Commission. [read post]
13 Jun 2011, 1:06 pm
When crafting regulations affecting hedge funds, said SEC Commissioner Troy Paredes, the Commission should be mindful of the risk that economy-wide benefits could be sacrificed if the regulatory regime unduly burdens and constricts the activities of hedge funds. [read post]
13 Jun 2011, 10:02 am
SEC Commissioner Troy Paredes has emerged as Paul Atkin's successor as the voice of reason on the SEC. [read post]
12 Jun 2011, 10:30 pm
” The program will include presentations by SEC Commissioner Troy Paredes, Professor Lynn Stout (UCLA), Professor Robert Thompson (Georgetown), and two additional speakers. [read post]
9 Jun 2011, 2:21 pm
As the SEC Commissioner Troy A. [read post]
2 Jun 2011, 7:42 am
The following is our monthly featured post from Terry Nelson & Peter Fetzer of Foley & Lardner filling you in on the latest SEC investment management developments. [read post]
2 Jun 2011, 7:33 am
However, the dissenting commissioners—Kathleen Casey and Troy Paredes—argued that the final rules still do not adequately preserve the role of corporate compliance programs. [read post]
