Search for: "Troy A. Paredes"
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9 Sep 2010, 2:40 pm
Vice President Walter Mondale will give a keynote address the evening before, and SEC Commissioner Troy Paredes will speak at lunch. [read post]
8 Sep 2010, 9:45 am
Paredes provides an alternative viewpoint. [read post]
3 Sep 2010, 12:38 pm
University of Illinois law professor Larry Ribstein, in an Aug. 30 posting on the Truth on the Market blog, echoed the argument of Commissioner Troy Paredes that the final rule should have allowed companies to seek shareholder approval to adopt more restrictive access standards. [read post]
31 Aug 2010, 11:48 am
For those that want to stay here, however, suffice it to say that I see the Molson Coors 10-Q as confirmation that SEC Commissioner Troy Paredes was right when he opined that:There is a notable risk that the interpretive release will encourage disclosures that are unlikely to improve investor decision making and may actually distract investors from focusing on more important information. [read post]
25 Aug 2010, 1:39 pm
SEC Commissioner Troy Paredes issued a powerful and compelling dissent. [read post]
25 Aug 2010, 7:00 am
Republican Commissioner Troy Paredes also opposed the new Rule 14a-11. [read post]
17 Aug 2010, 6:44 am
(citing Troy A. [read post]
5 Aug 2010, 11:30 am
The two Republicans--Commissioners Troy Paredes and Kathleen Casey--voted against a draft access rule in May 2009. [read post]
23 Apr 2010, 7:33 am
According to the story, Republican appointees Kathleen Casey (a former Hill aide) and Washington Univeristy law professor Troy Paredes, “were skeptical that the evidence showed that Goldman had misled its clients because the investors were big, sophisticated firms who should have known what they were doing. [read post]
20 Apr 2010, 2:38 pm
” So, what were those two Republicans, Kathleen Casey and Troy Paredes, thinking? [read post]
19 Apr 2010, 5:11 pm
SEC Commissioners Kathleen Casey and Troy Paredes reportedly voted against bringing the suit. [read post]
19 Apr 2010, 3:32 pm
Republican commissioners Kathleen Casey and Troy Paredes voted against suing, the person said. [read post]
19 Apr 2010, 2:12 pm
Republican Commissioners Kathleen Casey and Troy Paredes voted against making the charges against Goldman Sachs. [read post]
25 Mar 2010, 6:11 am
Paredes, Marc S. [read post]
15 Mar 2010, 12:54 pm
Mary Schapiro and Elisse Walter have spent most of their adult lives as securities regulators; Kathleen Casey worked as a staffer on Capitol Hill; and Troy Paredes was a corporate and securities law professor after working for a few years at BigLaw. [read post]
2 Mar 2010, 1:34 pm
With SEC's "Naked Access" Proposal, Microseconds May Cause Major ControversiesFractions of a second can mean the difference between victory and defeat in many arenas, from the slopes of Vancouver to the world's financial districts. [read post]
26 Feb 2010, 5:00 am
SEC Deliberation The interpretive release was approved by a narrow 3-2 vote; drawing dissent from Commissioners Kathleen Casey[1] and Troy Paredes.[2] Commissioner Casey expressed concern that, by issuing this interpretive release, the SEC was indirectly taking a position on the debate over global warming.[3] Commissioner Paredes, on the other hand, noted concern with the requirement that registrants take into account reputational damage resulting from climate change… [read post]
24 Feb 2010, 5:06 pm
Based on the comments the SEC received, she expects many people to be disappointed that the circuit breaker restricts short selling, while others will claim that the rule does not go far enough.Among the objections of Commissioner Troy Paredes to the rule changes was that he feels a 10% threshold is indiscriminate and not narrowly tailored as suggested by the staff. [read post]
2 Feb 2010, 8:00 am
Paredes U.S. [read post]
28 Jan 2010, 3:51 pm
Dissenting Commissioner Troy Paredes agreed: To me, the effect of the discussions is to find the Commission joining the ongoing debate over climate change by lending support to a particular view of climate change. [read post]
