Search for: "Trustees of the Industry Fund"
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18 Dec 2014, 1:08 pm
The arguments being made in opposition of the SDR position are reminiscent of those made by the industry to the IRS in the 1980’s. [read post]
17 Apr 2012, 7:56 am
With over 25 years of experience creating and servicing funds, Gemini brings years of industry knowledge and insight to help advisers achieve the vision of their product and deliver the most extensive range of turnkey solutions to clients. [read post]
1 May 2009, 1:14 am
Several of the recipients of TARP funding have also been the targets of securities class action lawsuits and other litigation. [read post]
4 Jul 2010, 10:49 pm
These include recommendations for improved trustee governance and efficiency. [read post]
4 Aug 2020, 1:21 pm
According to Secor’s broker profile, the Utah Division of Securities launched an investigation into possible misconduct in October 2019 and found that Secor allegedly “engaged in the following actions: sharing client accounts, undisclosed and unapproved estate roles and trustee appointments, designation as client’s beneficiary without firm approval, violation of former BD’s WSPS and misrepresentation as to source of funds, control and custody of client… [read post]
11 Sep 2023, 9:01 pm
However, it was far from a complete victory for the industry. [read post]
27 Jan 2010, 5:49 am
Generally a qualified assignment company is a special purpose company, which does little more than hold an annuity or United States Treasury obligations as a "qualified funding asset" to back up the obligations it assumes from Defendants, Insurers or qualified settlement fund trustee. [read post]
27 Jan 2010, 5:48 am
Generally a qualified assignment company is a special purpose company, which does little more than hold an annuity or United States Treasury obligations as a "qualified funding asset" to back up the obligations it assumes from Defendants, Insurers or qualified settlement fund trustee. [read post]
9 Jul 2013, 6:26 pm
Indeed, many athlete charities were barely funded and ran no programs whatsoever. [read post]
29 Jun 2009, 11:38 am
William Galvin, who is the Massachusetts Secretary of the Commonwealth, says the orders should remind the mutual fund industry that proper fund supervision is necessary. [read post]
14 Feb 2014, 7:40 am
The death care industry is hearing that more frequently these days. [read post]
21 Feb 2018, 3:04 am
In particular, the improving position of pension assets as a proportion of GDP and the evolution of pension fund governance has risen up trustees’ agendas and is certainly a lot stronger as a result. [read post]
21 Feb 2018, 3:04 am
In particular, the improving position of pension assets as a proportion of GDP and the evolution of pension fund governance has risen up trustees’ agendas and is certainly a lot stronger as a result. [read post]
1 Feb 2019, 8:38 am
Supreme Court of Canada Orders Trustee in Bankruptcy to Comply with Environmental Remediation Orders Prior to Distributing Funds to Secured Creditors in Orphan Well Association v. [read post]
11 Oct 2019, 7:34 am
The court first considered the trustees' evaluation of the fees and concluded that this factor weighed in favor of Calamos. [read post]
23 May 2023, 1:26 pm
These trusts are often used to distribute assets to individuals who work in an industry in which lawsuits are common. [read post]
11 Jun 2013, 7:58 am
The Medicare Board of Trustees has released a financial assessment of the Medicare trust fund. [read post]
3 Sep 2020, 8:57 pm
As the COVID-19 pandemic continues to provide uncertainty and challenges for all industry sectors, the funds and financial industry has remained in the spotlight for August 2020. [read post]
2 Feb 2017, 6:40 am
Instead, a board of trustees who do not have any connection with the company takes care of these aspects. [read post]
22 Apr 2010, 5:00 am
Fredman in the CPA Journal Employee Investment in Private Funds By Igor Panshensky of Paul, Hastings, Janofsky & Walker LLP Private Fund Exemptions under the Investment Company Act - prior post Qualified Purchasers under the Investment Company Act - prior post Photo is of the Board of Directors and Officers of the Industrial Exhibition Association of Toronto 1930 used under Creative Commons License from the Toronto Public Library Special Collections [read post]
