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3 Apr 2024, 9:01 pm by renholding
”[8] The court went on to observe that “[u]sing enforcement actions to address crypto-assets is simply the latest chapter in a long history of giving meaning to the securities laws through iterative application to new situations. [read post]
24 Mar 2024, 9:01 pm by renholding
I’m going to focus on one of Jack’s earlier works from 1984 when the SEC was just 50 years old. [read post]
12 Mar 2024, 12:10 am by Josh Richman
Ron Wyden and former Congressman Chris Cox in Gonzalez v. [read post]
6 Feb 2024, 12:27 am by JR Chaves
Corren tiempos en que como alguien decía que la agenda se satura porque  “O voy a asistir a una conferencia, o voy a darla”. [read post]
30 Jan 2024, 9:02 pm by renholding
”[26]  In the Commission’s telling, “[a]s part of the settlement process, the Commission and a defendant negotiate terms,” and “if either party disagrees with terms t [read post]
25 Jan 2024, 6:32 am by Daniel J. Gilman
On Dec. 18, 2023, the Federal Trade Commission (FTC) and U.S. [read post]
22 Jan 2024, 3:32 am by Peter J. Sluka
  A member might also take guidance from the First Department’s decision in Lemle v Lemle, 92 AD3d 494, 497 [1st Dept 2012]. [read post]
18 Dec 2023, 4:25 am by Peter J. Sluka
This week’s post features a new variant of the dispute over a stale Schedule A, in litigation over the valuable caseload of a two-member personal injury law firm, Saftler & Bacher PLLC, Law Off. of J Bacher, PLLC v Saftler, 2023 NY Slip Op 06334 [1st Dept Dec. 12, 2023]. [read post]