Search for: "U.S. Commodity Futures Trading Commission"
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2 Apr 2019, 6:08 am
Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an Enforcement Advisory applicable to non-registered companies and individuals regarding its cooperation and self-reporting program specifically relating to violations of the Commodity Exchange Act (“CEA”) that involve foreign corrupt practices (the “CFTC Foreign Corrupt Practices Advisory” or the “Advisory”). [1]… [read post]
2 Dec 2011, 11:59 am
The Securities Industry and Financial Markets Association and the International Swaps and Derivatives Association filed joint lawsuits against the Commodity Futures Trading Commission in the U.S. [read post]
28 Mar 2018, 12:28 pm
Commodity Futures Trading Commission. [read post]
8 Apr 2016, 8:25 am
Commodity Futures Trading Commission (“CFTC”) announced on April 4, 2016 an award of more than $10 million to a whistleblower who provided important, original information that led to a successful CFTC enforcement action. [read post]
14 Dec 2006, 5:27 am
BP, which is based in London, said it was notified by investigators at the Commodity Futures Trading Commission last month that they intended to recommend a [...] [read post]
11 Mar 2008, 9:03 am
Commodity Futures Trading Commission, carbon emissions trading could become the world’s leading derivatives product as businesses in the U.S. and Asia take steps to decrease their greenhouse gas emissions and competition heats up between exchanges. [read post]
14 Dec 2015, 5:36 am
Code § 1348 to apply to commodities futures trading. [read post]
1 Apr 2024, 3:12 pm
On March 19, the Commodity Future Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a case against an unregistered Florida commodity pool operator. [read post]
13 Jun 2016, 6:47 am
Commodity Futures Trading Commission announced that the comment period for certain aspects of Regulation Automated Trading will be reopened between June 10, 2016 and June 24, 2016. [read post]
29 May 2008, 3:39 pm
Commodity Futures Trading Commission (CFTC or Commission) today announced a number of initiatives to increase transparency... [read post]
21 Mar 2016, 11:43 am
Commodity Futures Trading Commission approved a final rule that eliminated certain requirements “for trade option counterparties that are neither swap dealers nor major swap participants[.] [read post]
19 Feb 2016, 8:16 am
Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight provided “no-action relief from registration” to a specific subset of individuals: “persons located outside the United States who act as Introducing Brokers, Commodity Trading Advisors, or Commodity Pool Operators in connection with swaps that are not subject to a CFTC clearing requirement on behalf of persons located outside… [read post]
9 Apr 2007, 12:46 pm
The Commodity Futures Trading Commission filed enforcement actions in the U.S. [read post]
18 Jul 2017, 9:00 am
As the U.S. [read post]
8 Mar 2018, 3:01 pm
Commodity Futures Trading Commission (CFTC) had jurisdiction to regulate a cryptocurrency business represents the first opinion from a federal court affirming the CFTC’s jurisdiction to regulate virtual currency spot and derivative markets. [read post]
20 Jun 2016, 1:11 pm
Commodity Futures Trading Commission (CFTC) seeks comments from the public on a proposed amendment that “would clarify that parties to a block trade may engage in pre-hedging or anticipatory hedging of the position that they believe in good faith will result from the consummation of the block trade, except for an intermediary that takes the opposite side of its own customer order. [read post]
17 Jul 2012, 7:29 pm
Commodity Futures Trading Commission is charging TC Credit Service, LLC, doing business as Del-Mair Group, LLC), and its owner Christopher D. [read post]
17 Nov 2011, 2:30 pm
Commodity Futures Trading Commission (CFTC) they “[filed and simultaneously settled] charges against Velocity Futures, LLC, a registered futures commission merchant, for failing to supervise diligently the handling of its customer accounts. [read post]
21 Mar 2016, 11:39 am
Commodity Futures Trading Commission’s Division of Market Oversight published a time-limited no-action letter that changed the deadline “for relief in connection with swap trade confirmation requirements[.] [read post]
30 Jan 2017, 2:13 pm
Commodity Futures Trading Commission announced an extension for the public comment period for the supplemental proposal for Regulation Automated Trading (Regulation AT). [read post]
