Search for: "U.S. Commodity Futures Trading Commission v. Deutsche Bank AG" Results 1 - 3 of 3
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Securities Regulation Daily’s top 10 developments for July 2018
7 Aug 2018, 9:07 am by John Jascob
LITIGATION AND ENFORCEMENT—Deutsch Bank pays nearly $75M for mishandling ADRs Deutsch Bank subsidiaries Deutsch Bank Trust Co. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Guest Post: Here We Go Again? Financial Institutions Face Heightened Regulatory Scrutiny Over Forex and Other Unregulated Rates
15 Jan 2014, 12:11 am by Kevin LaCroix
Department of Justice, the Commodity Futures Trading Commission, the European Commission, the Swiss Financial Market Supervisory Authority, the Hong Kong Monetary Authority, the Monetary Authority of Singapore and regulators in Brussels.[13]     Significantly, over a dozen currency traders reportedly have been suspended or put on leave while the inquiries take place at Barclays (6), Citigroup (1), JP Morgan (1), Standard Chartered (1), Royal… [read post]
The D & O Diary - http://www.dandodiary.com/
Week in Review
3 Jun 2021, 9:03 pm by Jillian Moss
Senate unanimously approved a bill to save the Commodity Futures Trading Commission’s (CFTC) whistleblower program. [read post]
RegBlog - http://www.regblog.org/